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OPEN PLATFORM: EMAIL AND IM COMPLIANCE

A lot has been discussed and written about the Securities and Exchange Commission's (SEC's) proposed rule 203(b)(3)-2 that requires hedge fund advisers to register with the Commission under the Investment Advisers Act of 1940. But another SEC proposal requiring hedge funds to archive emails and instant messages for auditing purposes is also on the horizon. Eze Castle's Chris Grandi explains.

Much is being publicised about the changing regulatory environment in the US-domiciled hedge fund industr

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