Catherine Doherty, principal of the front-office practice of Invest IT, a specialist investment management technology consultancy, explains how to evaluate compliance systems.
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Feeling increasing pressure to deliver demonstrable processes and squeaky-clean compliance, many asset management houses are looking toward installing an automated compliance-checking system. This article looks at some considerations and some possible pitfalls.
Firstly, what state
IBM makes headway with blockchain and encryption services; the FCA's Stephen Hanks says firms need to make decisions about their ARMs and APA providers soon.Subscribe to Weekly Wrap emails