Henderson Global Investors, the London-based asset manager with approximately £75 billion under management, has selected SunGard's Protegent Personal Trading Assistant (PTA) to help monitor employee personal dealing activity and help ensure compliance with internal codes of conduct and external regulatory requirements.
SunGard's Protegent PTA helps firms manage employee-facing activities that may cause regulatory, financial and reputational risks.
Henderson uses PTA to help automate compliance w
James talks about his trip to Chicago and some of the interesting topics that came up (including a look at disaster recovery demands). Then Anthony and James touch on ISDA's initial margin rules, with Phase 3 going live next year.Subscribe to Weekly Wrap emails