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Compliance

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Ghana International Bank Selects Lombard Risk

GHIB implements Reporter as a replacement for legacy systems.

Sell-Side Technology | News | Compliance | 06 Feb 2012

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Office buildings in the City of London

BNP Paribas Extends Fund Admin Services

New program helps with automation and regulatory reform.

Buy-Side Technology | News | Compliance | 27 Jan 2012

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Risk and Compliance: Driven by Data

The efficacy of risk management and compliance practices across the buy side and sell side, two of the most high-profile business drivers for the foreseeable future, is entirely contingent on the quality and consistency of the data feeding those systems....

Waters | Web Seminar | Compliance | 26 Jan 2012

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OpenLink Offers Dodd-Frank Compliance Suite

Package offering encompasses proposed regulatory requirements.

Sell-Side Technology | News | Compliance | 25 Jan 2012

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Otkritie Capital Selects NICE Actimize for Surveillance

Software will provide cloud-based market abuse monitoring for Otkritie Capital.

Sell-Side Technology | News | Compliance | 19 Jan 2012

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Bloomberg Vault Launches Cloud Archiving

Functionality present for clients using IBM servers.

Buy-Side Technology | News | Compliance | 18 Jan 2012

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SEI Expands Buy-Side Compliance Platform

Portfolio Manager platform supercedes SEI's AdvisorAlert buy-side compliance offering.

Buy-Side Technology | News | Compliance | 18 Jan 2012

St Paul's Cathedral in London

Serone Capital Opts For Principia on Risk Front

Principia's Software-as-a-Service (SaaS) platform will provide Serone Capital with consolidated portfolio management, risk surveillance and operational support across the fund manager's European credit investment business.

Buy-Side Technology | News | Buy-Side Implementations | 17 Jan 2012

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Montanaro AM Live on Charles River IMS

London-based asset manager will benefit through automated portfolio management, trading, order management and compliance functions.

Buy-Side Technology | News | Portfolio Management | 11 Jan 2012

Citigroup Center in New York

Citi Selects FundAssist for KIID Requirements

End-to-end solution supports the full document production process.

Buy-Side Technology | News | Compliance | 10 Jan 2012

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