Compliance
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GHIB implements Reporter as a replacement for legacy systems.
Sell-Side Technology | News | Compliance | 06 Feb 2012
New program helps with automation and regulatory reform.
Buy-Side Technology | News | Compliance | 27 Jan 2012
The efficacy of risk management and compliance practices across the buy side and sell side, two of the most high-profile business drivers for the foreseeable future, is entirely contingent on the quality and consistency of the data feeding those systems....
Waters | Web Seminar | Compliance | 26 Jan 2012
Package offering encompasses proposed regulatory requirements.
Sell-Side Technology | News | Compliance | 25 Jan 2012
Software will provide cloud-based market abuse monitoring for Otkritie Capital.
Sell-Side Technology | News | Compliance | 19 Jan 2012
Functionality present for clients using IBM servers.
Buy-Side Technology | News | Compliance | 18 Jan 2012
Portfolio Manager platform supercedes SEI's AdvisorAlert buy-side compliance offering.
Buy-Side Technology | News | Compliance | 18 Jan 2012
Principia's Software-as-a-Service (SaaS) platform will provide Serone Capital with consolidated portfolio management, risk surveillance and operational support across the fund manager's European credit investment business.
Buy-Side Technology | News | Buy-Side Implementations | 17 Jan 2012
London-based asset manager will benefit through automated portfolio management, trading, order management and compliance functions.
Buy-Side Technology | News | Portfolio Management | 11 Jan 2012
End-to-end solution supports the full document production process.
Buy-Side Technology | News | Compliance | 10 Jan 2012
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