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Compliance
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BNY Mellon has upgraded its AccessEdge collateral management portal via a link to Pirum’s tri-party automation service that will allow BNY Mellon’s buy-side clients to better manage their collateral requirements.
Buy-Side Technology | News | Risk Management | 05 Apr 2013
London-based Cymba Technologies, a provider of technology and services to the traditional asset management and hedge fund communities, has launched Centurion, a standalone pre- and post-trade compliance engine that was, until now, only available as a...
Buy-Side Technology | News | Compliance | 04 Apr 2013
The New York Stock Exchange has filed a plan to withdraw its Liquidity Replenishment Points program (LRP), a way of halting momentum in volatile stocks, with the US Securities and Exchange Commission (SEC).
Sell-Side Technology | News | Exchange Technologies | 03 Apr 2013
A trio of private banks from Finland have signed SunGard for support with risk management and performance.
Sell-Side Technology | News | Risk Management | 02 Apr 2013
Risk and compliance have always been, if not married, then at least dating. Recently, though, they’ve become that weird, co-dependent couple that answers for each other, having to call home to check in every two hours. A few risk managers at a recent...
Buy-Side Technology | Analysis | Risk Management | 29 Mar 2013
When it comes to HFT, how much oversight is practical?
Sell-Side Technology | Opinion | Compliance | 18 Mar 2013
A joint ISDA–Sifma poll shows near universal dislike for a CFTC proposal on SEFs, but it turns out the regulator has already changed its tune. In this respect, at least, SEFs are safe from a mass exodus.
Buy-Side Technology | Analysis | Compliance | 13 Mar 2013
The Depository Trust and Clearing Corporation (DTCC) has received approval from Japanese regulators to launch the first trade repository in the nation for the reporting of over-the-counter (OTC) derivatives trades.
Sell-Side Technology | News | Compliance | 12 Mar 2013
While many bemoan the lack of regulatory sophistication when it comes to analyzing the markets, the flip side is just as costly.
Sell-Side Technology | Opinion | Compliance | 11 Mar 2013
UK-based vendor Fidessa has announced the release of the Market Abuse Monitor surveillance tool for its sell-side clients in Europe.
Sell-Side Technology | News | Compliance | 11 Mar 2013
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