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Compliance

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Compliancy Services Selects Lombard Risk for EBA Common Reporting

Compliancy Services, the regulatory compliance consultancy, has selected Lombard Risk Management’s cloud-based version of Reporter to enhance its regulatory returns submission services.

Buy-Side Technology | News | Compliance | 24 Mar 2014

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Thomson Reuters Unveils Managed KYC Service

Thomson Reuters has launched Accelus Org ID, a new platform to support financial institutions and their clients increase the efficiency and reduce the costs associated with complying with Know Your Customer (KYC) requirements.

Sell-Side Technology | News | Compliance | 19 Mar 2014

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Scoban Private Bank to Launch with Lombard Risk Reporting

The Edinburgh-based private bank, set to begin taking clients this summer under management including Ray Entwhistle and other former Adams & Co. executives, has selected Lombard Risk's Reporter.

Buy-Side Technology | News | Compliance | 18 Mar 2014

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StatPro Revolution Adds Commitment Approach for UCITS, AIFMD Compliance

StatPro Group has announced it has added ‘commitment approach’ to its Revolution portfolio analytics and reporting tool for compliance with Undertakings for the Collective Investment of Transferable Securities (UCITS) and Alternative Investment Fund...

Buy-Side Technology | News | Compliance | 14 Mar 2014

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CounterpartyLink Partners with RDC to Streamline Due Diligence

CounterpartyLink will now screen its clients' counterparties against the sanctions lists and risk intelligence maintained by Regulatory DataCorp to help them simplify due diligence processes

Inside Reference Data | News | Compliance | 13 Mar 2014

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Kinetix Taps Swaps Broker Bullingham for Compliance Solution Sales

Data-driven trading and risk systems provider Kinetix Trading Solutions has hired John Bullingham as New York-based director of sales, responsible for promoting the vendor's Monaco trade management system and its PTV (Pre-Trade Verification) compliance...

Inside Market Data | News | People | 05 Mar 2014

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Kinetix Adds New Regs Support to Data Compliance Tool

Princeton, NJ-based trading technology provider Kinetix Trading Solutions has added support for new regulations to the Pre-Trade Verification module of its Monaco trading platform, which combines market data with trading firms' databases of counterparty...

Inside Market Data | News | Data Display & Analytics | 26 Feb 2014

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Indus Valley Partners Launches Cloud-Based Compliance Platform

Indus Valley Partners (IVP), a New York-based provider of solutions to alternative asset managers, has introduced IVP Raptor cloud, enabling alternative asset managers to meet their global regulatory reporting needs from a purpose-built cloud platform....

Buy-Side Technology | News | Compliance | 24 Feb 2014

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FISD Overcomes Non-Display Best Practices Stalemate

The Business Issues Policy and Procedures (BIPPS) Working Group of industry association FISD has reached an agreement on best practices around non-display data usage policies, following 18 months of stalemate on the issue resulting from conflicts between...

Inside Market Data | News | Industry Issues & Initiatives | 20 Feb 2014

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ICBC Turns to AxiomSL for Euro Compliance Support

Beijing-headquartered ICBC, formerly known as the Industrial and Commercial Bank of China, has contracted New York-based Axiom Software Laboratories to support its European Market Infrastructure Regulation (EMIR) over-the-counter (OTC) transaction reporting....

Sell-Side Technology | News | Compliance | 18 Feb 2014

NOW OPEN -- Inside Market Data Awards 2014

For more details...

Call-for-entry and voting are now open for the 12th annual Inside Market Data Awards 2014, which take place in New York on May 21. For more details of the criteria across the call-for-entry and voting categories that recognize industry excellence within market data and reference data click here.

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