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Compliance

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Nasdaq Partners Catelas for Comms Surveillance

Nasdaq OMX will integrate technology from surveillance vendor Catelas with its Smarts Broker platform, offering users the ability to monitor communications in a relational and visualized manner.

Sell-Side Technology | News | Compliance | 31 Mar 2014

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Swift Acquires Sanctions Specialist Omnicision

Messaging provider Swift has announced its acquisition of UK-based Omnicision, further bolstering its recently formed compliance services division.

Sell-Side Technology | News | Compliance | 27 Mar 2014

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CFTC Unable to Perform “Basic” Analysis of Swap Data

Most of us struggle to keep our bills and bank statements in any semblance of order, but for US regulators, trying to sift through millions of swap transaction reports is a task of Herculean proportions. A task, one senior official says, that the US Commodity...

Sell-Side Technology | Analysis | Data Management | 26 Mar 2014

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Compliancy Services Selects Lombard Risk for EBA Common Reporting

Compliancy Services, the regulatory compliance consultancy, has selected Lombard Risk Management’s cloud-based version of Reporter to enhance its regulatory returns submission services.

Buy-Side Technology | News | Compliance | 24 Mar 2014

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Thomson Reuters Unveils Managed KYC Service

Thomson Reuters has launched Accelus Org ID, a new platform to support financial institutions and their clients increase the efficiency and reduce the costs associated with complying with Know Your Customer (KYC) requirements.

Sell-Side Technology | News | Compliance | 19 Mar 2014

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Scoban Private Bank to Launch with Lombard Risk Reporting

The Edinburgh-based private bank, set to begin taking clients this summer under management including Ray Entwhistle and other former Adams & Co. executives, has selected Lombard Risk's Reporter.

Buy-Side Technology | News | Compliance | 18 Mar 2014

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StatPro Revolution Adds Commitment Approach for UCITS, AIFMD Compliance

StatPro Group has announced it has added ‘commitment approach’ to its Revolution portfolio analytics and reporting tool for compliance with Undertakings for the Collective Investment of Transferable Securities (UCITS) and Alternative Investment Fund...

Buy-Side Technology | News | Compliance | 14 Mar 2014

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CounterpartyLink Partners with RDC to Streamline Due Diligence

CounterpartyLink will now screen its clients' counterparties against the sanctions lists and risk intelligence maintained by Regulatory DataCorp to help them simplify due diligence processes

Inside Reference Data | News | Compliance | 13 Mar 2014

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Kinetix Taps Swaps Broker Bullingham for Compliance Solution Sales

Data-driven trading and risk systems provider Kinetix Trading Solutions has hired John Bullingham as New York-based director of sales, responsible for promoting the vendor's Monaco trade management system and its PTV (Pre-Trade Verification) compliance...

Inside Market Data | News | People | 05 Mar 2014

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Kinetix Adds New Regs Support to Data Compliance Tool

Princeton, NJ-based trading technology provider Kinetix Trading Solutions has added support for new regulations to the Pre-Trade Verification module of its Monaco trading platform, which combines market data with trading firms' databases of counterparty...

Inside Market Data | News | Data Display & Analytics | 26 Feb 2014

NOW OPEN -- Inside Market Data Awards 2014

For more details...

Call-for-entry and voting are now open for the 12th annual Inside Market Data Awards 2014, which take place in New York on May 21. For more details of the criteria across the call-for-entry and voting categories that recognize industry excellence within market data and reference data click here.

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A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....

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Taking on Tablets: BYOD On The Trading Floor

We have truly entered the Age of Bring Your Own Device, or BYOD. And as with every new era fuelled by innovation, the new challenges are screaming for...