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Compliance

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Fingers Crossed for a Smooth Ride This Time

Incoming EMIR requirements and patent trolls lead this week's coverage

Sell-Side Technology | Opinion | Compliance | 11 Aug 2014

london-city-web

CCL Launches Co-Comply

Governance, risk and compliance consultancy CCL has announced the launch of its CCL Co-Comply platform, a delivery system that automatically updates regulatory content to ensure current compliance.

Buy-Side Technology | News | Compliance | 11 Aug 2014

Sydney

Scila Snatches Contract Win with Optiver

Scila AB has announced a six-month contract with high-frequency trading (HFT) firm Optiver, in which its market surveillance product will be evaluated for its capabilities in the Asia-Pacific region.

Buy-Side Technology | News | Trading Technologies and Strategies | 07 Aug 2014

arun-karur-sapient

Sapient Global Markets Enhances Emir Reporting Services

Sapient Global Markets has enhanced the capabilities of its Compliance Management and Reporting System (CMRS) to support collateral and valuation reporting.

Sell-Side Technology | News | Compliance | 06 Aug 2014

manhattan-13

Thomson Reuters Debuts KYC Web Portal

Thomson Reuters has announced the launch of its web-based portal for Accelus Org ID, its platform for know-your-customer (KYC) compliance.

Buy-Side Technology | News | Compliance | 06 Aug 2014

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Lombard Risk Looks to Leckie

London-based Lombard Risk Management, a provider of regulatory compliance, reporting, and collateral management technology to the capital markets, has appointed George Leckie to lead sales and business development for ComplianceASSESSOR, the firm's web-based...

Sell-Side Technology | News | Risk Management | 31 Jul 2014

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Red Box Lands Tradition Deal

Red Box Recorders has announced a global contract with with inter-dealer broker Tradition, under which the firm will record over 8,000 channels of communication for the firm in the UK and Americas.

Sell-Side Technology | News | Compliance | 30 Jul 2014

A view of the City of London

Confisio, Dion and Traiana Debut Collateral Valuation Service

Ahead of impending regulatory mandates, Confisio Managed Services, Dion Global Solutions, and Traiana have announced the launch of a collateral valuation reporting service.

Sell-Side Technology | News | Compliance | 30 Jul 2014

Societe Generale building

Société Générale PB Taps Wolters Kluwer for Basel III Compliance

Société Générale Private Banking has selected the risk management and regulatory reporting solutions from Wolters Kluwer Financial Services to comply with Basel III requirements in Belgium.

Buy-Side Technology | News | Compliance | 28 Jul 2014

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Bank J Van Breda & C° Selects ABN Amro for Clearing

Belgium-based Bank J.Van Breda & C° has selected ABN Amro Clearing as its general clearing counterparty for over-the-counter (OTC) derivative transactions.

Sell-Side Technology | News | Clearing & Settlement | 23 Jul 2014

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Tackling Teething Troubles: Examining the Current State of the OTC Derivatives Market

The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...

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A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....