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Bob Ganim, chief information security officer (CISO) at Neuberger Berman, a $250 billion New York-based asset manager, delivered the keynote address at this year's Buy-Side Technology North American Summit, held today at the Marriott Marquis in Times...
Swiss wealth management firm Pictet has selected Wolters Kluwer's Financial Risk Management product for use at its head offices in Geneva, allowing the organization to perform complex calculations at top level as well as local.
Know Your Customer (KYC) screening is as far from a differentiating function as possible for banks, but bloating costs and a messy process for clients have caused a new push among the major sell sides and technology providers to build out managed service...
A group of self-regulatory organizations (SROs) selected by the Securities and Exchange Commission (SEC) submitted its plan to build, implement and maintain the Consolidated Audit Trail (CAT) that will track activity in every National Market System (NMS)...
Anthony Malakian sits down with Joseph Lodato, chief compliance officer at Guggenheim Securities, to discuss the need for compliance and technology to work together in the current regulatory environment. Photos by Timothy Fadek
Northern Trust has selected Deutsche Bank and Euroclear to support its strategy ahead of the implementation of Target2-Securities, or T2S, the centralized securities settlement system aiming at harmonizing settlement infrastructure across Europe.
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The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...
A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....