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Compliance
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Free-to-use framework given green light by US regulator.
Sell-Side Technology | News | Compliance | 20 Mar 2012
Tens of millions of dollars in fines may be handed out this year as penalties for non-compliance, says PJ Di Giammarino, CEO of think tank, JWG.
Sell-Side Technology | News | Compliance | 15 Mar 2012
Solution helps to navigate regulatory complexity.
Sell-Side Technology | News | Compliance | 15 Mar 2012
The system supports phase one of the new IFRS 9 standard.
Buy-Side Technology | News | Compliance | 05 Mar 2012
Version 3 of Vermilion Sotware's Reporting Suite is integrated with Microsoft Office 2010.
Buy-Side Technology | News | Compliance | 05 Mar 2012
Financial Studio Basel III offers a scalable solution to the regulations facing banks, according to FinArch.
Sell-Side Technology | News | Risk Management | 29 Feb 2012
As social media became a larger part of the broker's marketing strategy, it could no longer manually monitor and archive it for compliance purposes.
Sell-Side Technology | News | Compliance | 27 Feb 2012
Software covers Title VII provisions for OTC swaps reporting.
Sell-Side Technology | News | Compliance | 22 Feb 2012
Sharia-compliant investment arm implements new technology.
Sell-Side Technology | News | Compliance | 20 Feb 2012
Market surveillance, thanks to recent regulatory measures, is a critical aspect of operations for all financial services firms. Bodies such as the European Securities and Markets Authority (ESMA) are pushing for this to be performed as quickly as possible,...
Sell-Side Technology | Analysis | Compliance | 10 Feb 2012
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