• inside_market_data
  • inside_reference_data
  • buy_side_technology
  • sell_side_technology

Compliance

WatersTechnology is a multi-channel business intelligence platform with daily analysis and news to enable businesses to deliver better strategies more efficiently than before.

Click here to view our subscription packages and unlock WatersTechnology premium business content.

geneva

Pictet Extends Wolters Kluwer Usage

Swiss wealth management firm Pictet has selected Wolters Kluwer's Financial Risk Management product for use at its head offices in Geneva, allowing the organization to perform complex calculations at top level as well as local.

Buy-Side Technology | News | Compliance | 07 Oct 2014

sibos-2014

Sibos 2014: Growing KYC Demands Have Industry Revisiting Models

Know Your Customer (KYC) screening is as far from a differentiating function as possible for banks, but bloating costs and a messy process for clients have caused a new push among the major sell sides and technology providers to build out managed service...

Sell-Side Technology | Analysis | Industry Issues & Initiatives | 02 Oct 2014

sec

SROs Submit Plan for Audit Trail, Initial Costs Estimates Average $53 Million

A group of self-regulatory organizations (SROs) selected by the Securities and Exchange Commission (SEC) submitted its plan to build, implement and maintain the Consolidated Audit Trail (CAT) that will track activity in every National Market System (NMS)...

Sell-Side Technology | News | Exchanges | 02 Oct 2014

joshua-satten-northern-trust

Managing Compliance from a Single Platform

Northern Trust says it has improved post-trade OTC reporting for clients since deploying Sapient's Compliance Management Reporting System

Inside Reference Data | Analysis | Compliance | 01 Oct 2014

joseph-lodato-055

Guggenheim's Joseph Lodato Pulls Tech, Compliance Together

Anthony Malakian sits down with Joseph Lodato, chief compliance officer at Guggenheim Securities, to discuss the need for compliance and technology to work together in the current regulatory environment. Photos by Timothy Fadek

Waters | Feature | People | 29 Sep 2014

london-city-web

CME Clearing Europe Selects globeSettle

The Chicago Mercantile Exchange (CME) Group has chosen globeSettle as a collateral location venue for its central counterparty (CCP), CME Clearing Europe.

Sell-Side Technology | News | Clearing & Settlement | 29 Sep 2014

wilson-leech

Northern Trust Appoints Deustche Bank, Euroclear Ahead of T2S Implementation

Northern Trust has selected Deutsche Bank and Euroclear to support its strategy ahead of the implementation of Target2-Securities, or T2S, the centralized securities settlement system aiming at harmonizing settlement infrastructure across Europe.

Buy-Side Technology | News | Compliance | 25 Sep 2014

ed-gouldstone

Updated Version of Linedata Global Hedge Released

Linedata announced an upgrade to its technology platform for hedge fund managers, Linedata Global Hedge.

Buy-Side Technology | News | Compliance | 24 Sep 2014

city of london

FX Manipulation Targeted with b-next Release

Surveillance vendor b-next has announced the release of a tool for its Capital Market Compliance (CMC) offering, aimed at detected suspicious trading activity around the foreign exchange (FX) fix.

Sell-Side Technology | News | Compliance | 22 Sep 2014

A view of the City of London

BATS Makes Early Move on ETF Reporting

BATS Chi-X Europe has announced the impending launch of a centralized reporting service for exchange-traded funds (ETF), set for October 1.

Sell-Side Technology | News | Compliance | 22 Sep 2014

Work with us on your Integrated Marketing Campaigns

Do you have bespoke research requirements?For more details...

WatersTechnology offers a full range of custom research, surveys, webcasts, video and whitepapers for firms looking to demonstrate thought-leadership through their marketing campaigns and generate sales leads.

waterstechnology-marketing-options

Events

Training

Latest Whitepapers

waters-equinix-whitepaper-may2014

Tackling Teething Troubles: Examining the Current State of the OTC Derivatives Market

The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...

eagle-whitepaper-jan2014

A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....