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Compliance

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New SimCorp Dimension Platform Offers Enhanced Risk Functionality

Copenhagen-based SimCorp has unveiled version 5.3 of its front-to-back-office investment management platform, SimCorp Dimension. The new version offers users reverse stress-testing functionality, in addition to enhanced collateral management and compliance...

Buy-Side Technology | News | Industry Issues & Initiatives | 12 Feb 2013

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LSE Eyes North America 'Vista' with Bailey Hire

The London Stock Exchange hired Margaret Bailey in New York last month as head of sales for the Americas for its UnaVista post-trade data, reporting and validation platform, to grow the service in the US. Bailey was previously Americas sales director...

Inside Market Data | News | People | 11 Feb 2013

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Indus Valley Rolls Out Cloud Form PF Platform

Buy-side tech vendor Indus Valley Partners has announced a "lite" edition of its cloud-based Form PF reporting platform.

Buy-Side Technology | News | Compliance | 07 Feb 2013

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OpenLink Announces EMIR Compliance Software for Bilateral Derivatives

OpenLink Financial, a transaction lifecycle management (TLM) software provider based in Uniondale, New York, has launched a European Market Infrastructure Regulation (EMIR) business intelligence solution, an extension of OpenLink's CubeIntelligence portfolio....

Sell-Side Technology | News | Compliance | 06 Feb 2013

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Bank Sarasin Takes Avaloq for Islamic Finance

Bank Sarasin & Co has selected Avaloq's Islamic Banking Solution, in an effort to upgrade its range of Sharia-compliant offerings to private clients.

Buy-Side Technology | News | Compliance | 04 Feb 2013

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Regulatory Uncertainty Inhibits OTC Preparation, IPC Survey Finds

A recent survey by vendor IPC Systems has found that a lack of clarity over regulations governing how over-the-counter (OTC) derivatives will trade in the future is leading to a lack of preparedness among market participants, even as most accept that...

Sell-Side Technology | Analysis | Connectivity & Networks | 28 Jan 2013

mattgibbs

Lines Blur Between Hedge Funds and Asset Managers

Regulation is driving asset managers and hedge funds into the same space, according to Paris-based vendor Linedata's annual survey of buy-side clients.

Buy-Side Technology | Analysis | Buy-Side Operations | 23 Jan 2013

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Congressman Lobbies SEC for HFT Crackdown

Representative Ed Markey (D-Mass.) has written to the Securities and Exchange Commission (SEC), advising it to curb the practice of high-frequency trading (HFT).

Sell-Side Technology | News | High Frequency Trading | 21 Jan 2013

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Kyte Group Integrates b-next Market Abuse System

Clearing and broking provider Kyte Group has rolled out b-next's multi-asset, multi-venue market abuse surveillance system, CMC:Suite.

Sell-Side Technology | News | Compliance | 21 Jan 2013

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Fallout from Order-Handling Errors Unclear

Last week’s confessions by three top US execution services providers regarding failures to match the national best bid and offer (NBBO) came as a surprise, and the fallout is unclear.

Sell-Side Technology | Analysis | Compliance | 17 Jan 2013

Voting now open -- WATERS RANKINGS 2013

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Latest Whitepapers

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Key challenges in data architecture

Complex, dated and unwieldy data infrastructure is not uncommon among even the most progressive companies in the world of finance. As financial regulations...

waterstechnology-whitepaper-sybase-july2012

Key challenges in legal entity identification

With the launch of a new legal entity identifier (LEI) looming, the financial services industry needs to get ready to ensure efficient and timely implementation...