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Regulation & Standards

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Northern Trust Unveils Online Form PF Solution

Northern Trust Hedge Fund Services, the fund administrating arm of the Chicago-based bank, has released a new online module that will allow clients to draft, review and finalize their Form PF submissions.

Buy-Side Technology | News | Compliance | 13 May 2013

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IRD's Editor on Rulemaking and Fragmentation

Data managers should be prepared for "Balkanized" fragmentation in data management, due to nation-centric rulemaking, should globalized and harmonized rules efforts fail.

Inside Reference Data | Opinion | Data Management | 13 May 2013 | video

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CFTC SEF Debate Sets Up Dodd-Frank Showdown

The US Commodity Futures Trading Commission (CFTC) has set a date of May 16 for a public meeting, over key elements of rules that govern how swap execution facilities (SEFs) will work.

Sell-Side Technology | Opinion | Regulation & Standards | 13 May 2013

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Territorial Rulemaking and the Data Environment

Data managers should consider whether all regulatory politics will be local—or global—and be prepared for either possibility

Inside Reference Data | Opinion | Regulation & Standards | 13 May 2013

barry-raskin

Triangle Park Sees SIX Connection Fueling Reference Data Demand

The founder of the price surveillance, monitoring and OTC verification services vendor says a redistribution agreement it has signed with SIX could be broadened to include reference data, including corporate actions data. Triangle Park currently distributes...

Inside Reference Data | News | Regulation & Standards | 10 May 2013

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BATS Chi-X Europe Receives FCA Approval for RIE Status

One of the largest multilateral trading facility (MTF) operators, BATS Global Markets, has received approval from UK regulators to change the designation of BATS Chi-X Europe to a Recognized Investment Exchange (RIE).

Sell-Side Technology | News | Exchanges | 10 May 2013

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DataArt Unveils Form PF Solution

Software vendor Data Art has released a front-end application that will allow hedge funds to report their Form PF filings to regulators

Buy-Side Technology | News | Regulation & Standards | 09 May 2013

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IRD's Editor on the LEI's Bottom Line

Features in the May issue of Inside Reference Data explore client onboarding, budgeting and data quality issues related to the legal entity identifier.

Inside Reference Data | Opinion | Regulation & Standards | 08 May 2013 | video

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Looking for the Finish Line

Stories and features in the May issue of Inside Reference Data identify remaining hurdles for legal entity identifier, question how widely understood are the LEI's benefits, and explore drives to secure its value

Inside Reference Data | Opinion | Regulation & Standards | 07 May 2013

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Identifying LEI Opportunities and Challenges

The rollout of the legal entity identifier offers firms an opportunity to improve their onboarding processes and bring together valuable data sets, but a successful outcome depends on careful planning, writes Nicholas Hamilton

Inside Reference Data | Feature | Regulation & Standards | 07 May 2013

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Key challenges in data architecture

Complex, dated and unwieldy data infrastructure is not uncommon among even the most progressive companies in the world of finance. As financial regulations...

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Key challenges in legal entity identification

With the launch of a new legal entity identifier (LEI) looming, the financial services industry needs to get ready to ensure efficient and timely implementation...