Regulation & Standards
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Data management experts are proposing that firms take a holistic view of data and bring together scattered pieces into singular locations to meet risk data aggregation mandates. Michael Shashoua hears how BCBS 239 rules are driving operational changes
The European Securities and Markets Authority (Esma) has signed a Memorandum of Understanding (MoU) with the Monetary Authority of Singapore (MAS) to set the cooperation arrangements regarding Central Counterparties (CCPs).
New York-based market data and management consultancy Jordan & Jordan has unveiled a new managed service for automating exchange and vendor data reporting requirements, dubbed Market Data Reporting (MDR), which is designed to help clients comply with...
Basel III introduced a set of ratios to calculate the resilience of market participants in times of stress. Now firms operating in Europe must also deal with the regional regulators’ interpretations of global reforms. Joanna Wright reports
The clock is ticking for the European financial services industry as the European Securities and Markets Authority (Esma) recently released the regulatory and technical implementing standards for the second version of the Markets in Financial Instruments...
Basel Committee on Banking Supervision surveys and guidance on risk data aggregation and related stress testing point to a lack of preparation, but industry participants are making more strides than the regulatory body toward addressing the issue
Freshly minted SEC CIO Pamela Dyson outlines some of her agenda for running the technology at the US regulator.
Transaction-cost analysis may have been in use within the capital markets for the last quarter of a century, but now focus is shifting from equities toward fixed income, and other instruments. The introduction of the Markets in Financial Instruments Directive...
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The catalyst for change in client reporting is a more empowered, digitally aware consumer. Excellence of service delivery will be key to investment managers...
Without a consistent source of data and limited functionalities in existing systems, firms are unable to perform tasks that are becoming increasingly important...