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Regulation & Standards

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DTCC, Swift Top Ranking of LEI Infrastructures

The first quarterly ranking from Tabb Group puts the US legal entity identifier providers at 97% comprehensiveness for more than 140,000 records

Inside Reference Data | News | Regulation & Standards | 19 Aug 2014

fuard-ahamed-millenniumit

MillenniumIT Preps Surveillance Algo Library

Market surveillance and compliance teams always have one perpetual challenge in modern markets: staying ahead of the curve.

Sell-Side Technology | Analysis | Compliance | 14 Aug 2014

james-rundle-waters

Fingers Crossed for a Smooth Ride This Time

Incoming EMIR requirements and patent trolls lead this week's coverage

Sell-Side Technology | Opinion | Compliance | 11 Aug 2014

london-city-web

CCL Launches Co-Comply

Governance, risk and compliance consultancy CCL has announced the launch of its CCL Co-Comply platform, a delivery system that automatically updates regulatory content to ensure current compliance.

Buy-Side Technology | News | Compliance | 11 Aug 2014

Sydney

Scila Snatches Contract Win with Optiver

Scila AB has announced a six-month contract with high-frequency trading (HFT) firm Optiver, in which its market surveillance product will be evaluated for its capabilities in the Asia-Pacific region.

Buy-Side Technology | News | Trading Technologies and Strategies | 07 Aug 2014

arun-karur-sapient

Sapient Global Markets Enhances Emir Reporting Services

Sapient Global Markets has enhanced the capabilities of its Compliance Management and Reporting System (CMRS) to support collateral and valuation reporting.

Sell-Side Technology | News | Compliance | 06 Aug 2014

manhattan-13

Thomson Reuters Debuts KYC Web Portal

Thomson Reuters has announced the launch of its web-based portal for Accelus Org ID, its platform for know-your-customer (KYC) compliance.

Buy-Side Technology | News | Compliance | 06 Aug 2014

mark-bands-2011

Swearing the Oath of the Data Watch

Inspired by "Game of Thrones," ANZ's Mark Bands imagines regulatory compliance frameworks as massive as the popular fantasy novels' wall of ice barrier, and sees similarities in their defense

Inside Reference Data | Analysis | Data Management | 05 Aug 2014

david-sharratt

Facing Up to the New Regulatory World

The BCBS 239 risk data aggregation principles, CCAR and FDSF stress tests, and COREP and FINREP reporting frameworks are some of the most significant new measures developed by regulators and are having a major impact on data management, writes Nicholas...

Inside Reference Data | Feature | Regulation & Standards | 05 Aug 2014

tokyo-8

Tokyo LOU Goes Live; Canadian LOU Designated

The Japan Exchange Group has launched its local operating unit for implementation of the legal entity identifier, as designated by LEI ROC. The committee has also tapped CDS Clearing and Depository Services as Canada's LOU

Inside Reference Data | News | Regulation & Standards | 04 Aug 2014

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Tackling Teething Troubles: Examining the Current State of the OTC Derivatives Market

The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...

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A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....