Regulation & Standards
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Regulators in Europe and the US condemned a "free-for-all culture" on foreign exchange (FX) trading desks today, as they levied penalties on investment banks that amount to billions of dollars in fines for market abuse.
Legal entity identifier data management improvements are driven nearly equally by regulatory compliance and risk management concerns, according to a survey of firms' executives by DTCC and Aite Group
November 2014 -- Sponsored by SIX Financial Information Click here to download the PDF The Seeds of a Turnaround In the Q&A with Dilip Krishna, a director at Deloitte, in this special report on Regulation & Standards, the regulatory expert portrays...
The first Annex IV reporting deadline for Esma’s AIFMD regulation for alternative investment fund managers presents reporting challenges and implications for data quality. Joanna Wright reports on how fund administrators are handling them
Central clearing is seen as the cornerstone in the drive to reduce systemic risk and take investor protection to new heights. However, fresh thinking, continued innovation, and much greater collaboration across the industry will all be required if central...
Impending Basel regulation that requires firms to have an aggregated view of their risk will require greater data integration if firms are to be complaint by the Jan. 1, 2016 deadline, warned panelists at the Asia Pacific Financial Information Conference....
In a bid to add technology solutions to its regulatory consultancy practice, ACA Compliance Group has acquired vendor NorthPoint Financial for an undisclosed amount.
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The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...
A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....