Regulation & Standards
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The impact of the SEC's Regulation SBSR will depend on how soon a switch is made to real-time reporting. Dan DeFrancesco explains the four-year development of new rules designed to parallel those already in place for other asset classes.
The Financial Industry Business Ontology created by the EDM Council and the Object Management Group now has content and functional teams in place to move pieces of FIBO through to live operation
The Zagreb Stock Exchange is using real-time and historical market data to power a new market surveillance system from UK-based surveillance and analytics provider Ancoa, which is integrated into ZSE's trading platforms for regulated and over-the-counter...
Guy Warren of ITRS takes a look at the relationship between exchanges, trading venues and systemic risk, and how exchange system monitoring can reduce risk for both the venues and the market as a whole.
A week before Christmas, the European Securities and Markets Authority (Esma) released the Level II Consultation Papers and draft Regulatory Technical Standards (RTS) for the Central Securities Depositories Regulation (CSDR). But aspects of those rules...
The US Securities and Exchange Commission has set up a new Equity Market Structure Advisory Committee, staffed by senior executives from the trading and financial technology industries, including Manisha Kimmel, managing director of market data industry...
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The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...
A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....