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Regulation & Standards

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B-Next Upgrades Global Control Room

Compliance and surveillance specialist b-next has upgraded its CMC: Global Control Room suite, allowing compliance officers a global view of activity and information flows within an organization.

Sell-Side Technology | News | Compliance | 21 Oct 2014

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Hawthorn Life Using Financial Risk Product for Solvency II Reporting

Dublin-based investment funds company has implemented FRS product for Solvency II reporting

Inside Reference Data | News | Compliance | 20 Oct 2014

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Conflicts of Perception

The race leaders for CAT, T+2 and clearing-house woes lead this week's coverage.

Sell-Side Technology | Opinion | Regulation & Standards | 20 Oct 2014

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Confluence Partners with Fundsquare for AIFMD Reporting

Confluence has announced its collaboration with Fundsquare to simplify regulatory filings within its AIFMD Transparency Reporting tool, as required by the Alternative Investment Fund Managers Directive (AIFMD).

Buy-Side Technology | News | Compliance | 17 Oct 2014

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Frankfurt FIS 2014: For Regs, Prep Early and Coordinate

Firms must begin preparations to comply with new European and global regulation as soon as possible, setting up a priority-driven roadmap and boosting internal coordination, said panelists at this week's Frankfurt Financial Information Summit.

Inside Market Data | News | Industry Issues & Initiatives | 17 Oct 2014

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FX Lobby Group Opens US Branch

Foreign exchange (FX) trade body ACI ─ Financial Markets Association has announced its expansion to the US with the opening of a new branch, ACI America.

Sell-Side Technology | News | Regulation & Standards | 14 Oct 2014

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Table-Top Crises

The US and UK roll to see who goes first in today's wargames.

Sell-Side Technology | Opinion | Regulation & Standards | 13 Oct 2014

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CDO Advocacy and Influence

Chief data officers, now more established at their firms throughout the industry, are weighing in on how to pursue higher data quality by several means. Will they address the legal entity identifier next?

Inside Reference Data | Opinion | Data Management | 10 Oct 2014

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LEI Benefits Emerge As Implementation Progresses

The legal entity identifier (LEI) initiative is gaining strength with recognizable data quality benefits, greater awareness and participation, and more complete standards guidelines. Michael Shashoua reports on how all these developments are coming together...

Inside Reference Data | Feature | Regulation & Standards | 09 Oct 2014

Amy Harkins BNY Mellon

Are Firms Ready for Fatca 2.0?

Financial institutions who have prepared to comply with the Foreign Account Tax Compliance Act (Fatca) still must ensure they are remaining flexible to deal with the Fatca-inspired automatic exchange of financial information between countries. Joanna...

Inside Reference Data | Feature | Regulation & Standards | 09 Oct 2014

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Tackling Teething Troubles: Examining the Current State of the OTC Derivatives Market

The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...

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A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....