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Regulation & Standards

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FINRA, MSRB Push for Bond Reference Price Disclosure

Industry rulemaking bodies FINRA and the Municipal Securities Rulemaking Board are seeking comments from the industry on proposals to make bond dealers disclose same-day trade prices in the same security on trade confirmations sent to clients for retail-sized...

Inside Market Data | News | Pricing & Valuations | 17 Nov 2014

Canary Wharf from across the Thames

Major Banks Fined Billions for FX Market Abuse

Regulators in Europe and the US condemned a "free-for-all culture" on foreign exchange (FX) trading desks today, as they levied penalties on investment banks that amount to billions of dollars in fines for market abuse.

Sell-Side Technology | News | Regulation & Standards | 12 Nov 2014


Compliance, Risk Carry Equal Weight For LEI

Legal entity identifier data management improvements are driven nearly equally by regulatory compliance and risk management concerns, according to a survey of firms' executives by DTCC and Aite Group

Inside Reference Data | News | Regulation & Standards | 11 Nov 2014


Regulation & Standards special report

November 2014 -- Sponsored by SIX Financial Information Click here to download the PDF The Seeds of a Turnaround In the Q&A with Dilip Krishna, a director at Deloitte, in this special report on Regulation & Standards, the regulatory expert portrays...

Inside Reference Data | Special | Regulation & Standards | 10 Nov 2014


European Union ... Of Data Regulation

Regulation and standards efforts that are approaching upcoming deadlines, or already there, might have some inconsistencies that could cause complications in data management

Inside Reference Data | Opinion | Regulation & Standards | 10 Nov 2014


Taking Aim at AIFMD

The first Annex IV reporting deadline for Esma’s AIFMD regulation for alternative investment fund managers presents reporting challenges and implications for data quality. Joanna Wright reports on how fund administrators are handling them

Inside Reference Data | Feature | Compliance | 10 Nov 2014


Solvency II: Getting Ready For 2016 -- Webcast

On November 6, Inside Reference Data hosted a webcast about readiness for the deadline to comply with Solvency II capital adequacy regulation

Inside Reference Data | Web Seminar | Regulation & Standards | 07 Nov 2014


Rethinking Investor Protection in the Central Clearing Revolution

Central clearing is seen as the cornerstone in the drive to reduce systemic risk and take investor protection to new heights. However, fresh thinking, continued innovation, and much greater collaboration across the industry will all be required if central...

Buy-Side Technology | Opinion | Regulation & Standards | 07 Nov 2014


APFIC 2014: Firms Must Focus on Data Integration to Meet Risk Regs

Impending Basel regulation that requires firms to have an aggregated view of their risk will require greater data integration if firms are to be complaint by the Jan. 1, 2016 deadline, warned panelists at the Asia Pacific Financial Information Conference....

Inside Market Data | News | Industry Issues & Initiatives | 06 Nov 2014


Moving Ahead With Target2-Securities

The ECB's Marc Bayle speaks to Joanna Wright about the challenges of creating a centralized clearing platform for securities in Europe

Inside Reference Data | Interview | Regulation & Standards | 06 Nov 2014

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Tackling Teething Troubles: Examining the Current State of the OTC Derivatives Market

The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...


A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....