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Regulation & Standards

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SIX Expands Compliance Service in Hong Kong

The data services provider now includes Hong Kong market transactions in its offerings, supporting required reporting to the Hong Kong Monetary Authority

Inside Reference Data | News | Compliance | 22 Oct 2014

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Reg-Room Preparing to Add Intraday Alerts to Reg-Track

New York-based technology startup Reg-Room is adding intraday alerts to its Reg-Track global regulatory tracking system to enable financial firms to receive timely updates on new and proposed rules and regulations that are tailored to their specific requirements...

Buy-Side Technology | News | Regulation & Standards | 22 Oct 2014

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Tradeweb Europe Takes Thomson Reuters' KYC Service

The electronic trading venue's European arm has chosen Thomson Reuters' Accelus Org ID to complement its existing know-your-customer (KYC) due diligence processes.

Buy-Side Technology | News | Compliance | 22 Oct 2014

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Reg-Room Readies Add Intraday Alerts for Regulatory Tracking System

New York-based technology startup Reg-Room is adding intraday alerts to its Reg-Track global regulatory tracking system to enable financial firms to receive timely updates on new and proposed rules and regulations that are tailored to their specific requirements...

Inside Market Data | News | Data Administration | 22 Oct 2014

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NICE Actimize Partners with Alacra for Combined KYC Platform

Financial crime, risk and compliance software platform provider NICE Actimize has announced a partnership with Alacra, an online business information solutions provider, for a combined customer due diligence solution. The alliance integrates Alacra's...

Inside Reference Data | News | Regulation & Standards | 21 Oct 2014

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B-Next Upgrades Global Control Room

Compliance and surveillance specialist b-next has upgraded its CMC: Global Control Room suite, allowing compliance officers a global view of activity and information flows within an organization.

Sell-Side Technology | News | Compliance | 21 Oct 2014

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Hawthorn Life Using Financial Risk Product for Solvency II Reporting

Dublin-based investment funds company has implemented FRS product for Solvency II reporting

Inside Reference Data | News | Compliance | 20 Oct 2014

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Conflicts of Perception

The race leaders for CAT, T+2 and clearing-house woes lead this week's coverage.

Sell-Side Technology | Opinion | Regulation & Standards | 20 Oct 2014

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Confluence Partners with Fundsquare for AIFMD Reporting

Confluence has announced its collaboration with Fundsquare to simplify regulatory filings within its AIFMD Transparency Reporting tool, as required by the Alternative Investment Fund Managers Directive (AIFMD).

Buy-Side Technology | News | Compliance | 17 Oct 2014

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Frankfurt FIS 2014: For Regs, Prep Early and Coordinate

Firms must begin preparations to comply with new European and global regulation as soon as possible, setting up a priority-driven roadmap and boosting internal coordination, said panelists at this week's Frankfurt Financial Information Summit.

Inside Market Data | News | Industry Issues & Initiatives | 17 Oct 2014

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Tackling Teething Troubles: Examining the Current State of the OTC Derivatives Market

The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...

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A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....