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Regulation & Standards

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Confluence Partners with Fundsquare for AIFMD Reporting

Confluence has announced its collaboration with Fundsquare to simplify regulatory filings within its AIFMD Transparency Reporting tool, as required by the Alternative Investment Fund Managers Directive (AIFMD).

Buy-Side Technology | News | Compliance | 17 Oct 2014


Frankfurt FIS 2014: For Regs, Prep Early and Coordinate

Firms must begin preparations to comply with new European and global regulation as soon as possible, setting up a priority-driven roadmap and boosting internal coordination, said panelists at this week's Frankfurt Financial Information Summit.

Inside Market Data | News | Industry Issues & Initiatives | 17 Oct 2014


FX Lobby Group Opens US Branch

Foreign exchange (FX) trade body ACI ─ Financial Markets Association has announced its expansion to the US with the opening of a new branch, ACI America.

Sell-Side Technology | News | Regulation & Standards | 14 Oct 2014


Table-Top Crises

The US and UK roll to see who goes first in today's wargames.

Sell-Side Technology | Opinion | Regulation & Standards | 13 Oct 2014


CDO Advocacy and Influence

Chief data officers, now more established at their firms throughout the industry, are weighing in on how to pursue higher data quality by several means. Will they address the legal entity identifier next?

Inside Reference Data | Opinion | Data Management | 10 Oct 2014


LEI Benefits Emerge As Implementation Progresses

The legal entity identifier (LEI) initiative is gaining strength with recognizable data quality benefits, greater awareness and participation, and more complete standards guidelines. Michael Shashoua reports on how all these developments are coming together...

Inside Reference Data | Feature | Regulation & Standards | 09 Oct 2014

Amy Harkins BNY Mellon

Are Firms Ready for Fatca 2.0?

Financial institutions who have prepared to comply with the Foreign Account Tax Compliance Act (Fatca) still must ensure they are remaining flexible to deal with the Fatca-inspired automatic exchange of financial information between countries. Joanna...

Inside Reference Data | Feature | Regulation & Standards | 09 Oct 2014


eClerx Launches KYC Solution

Knowing your customer is a major priority for firms in an age of strict regulation and massive fines, says eClerx principal Alan Paris.

Inside Reference Data | News | Compliance | 09 Oct 2014


FICO Updates Analytic Model Management Tool

FICO has announced the release of Model Central 5.0, an updated version of its analytic-model management solution.

Sell-Side Technology | News | Compliance | 09 Oct 2014


BATS Pushes MMT for BXTR Reporting

Pan-European equity exchange BATS Chi-X Europe has made the Market Model Typology a key component of its BXTR trade reporting service, to help boost market transparency and contribute to creating the underlying conditions to support a European consolidated...

Inside Market Data | News | Exchange Data | 09 Oct 2014

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