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Regulation & Standards

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frankfurt-business-district

Clearstream Joins T2S Initiative

CSD to support move to pan-European settlement platform.

Sell-Side Technology | News | Clearing & Settlement | 30 Apr 2012

james-rundle

Meeting of the Minds

TCA, shrinking budgets, outsourcing and regulation dominated this year's Trade Tech.

Sell-Side Technology | Opinion | Business Continuity & Outsourcing | 27 Apr 2012

track-in-corn-field

For Commodities Swaps Dealers, Agenda Moves from Definitions to Reporting

Decomposition and aggregation tools will be needed for trades crossing multiple commodities, as will a flexible framework for potential future rules changes.

Sell-Side Technology | Analysis | Compliance | 25 Apr 2012

roger-gregory-eze-castle

Form PF Shines Light on Golden Copies and Mapping Requirements

While the SEC says that it will only take about 53 man hours to complete a Form PF filing, a new whitepaper by Eze Castle Software estimates that number to be on the low end of the spectrum.

Buy-Side Technology | News | Compliance | 25 Apr 2012

vienna

Lombard Risk's Colline Making Inroads in Vienna

Risk management firm signs deal with Austrian bank BAWAG P.S.K. for collateral management solution.

Sell-Side Technology | News | Compliance | 24 Apr 2012

david-downey-ocx

How to Spell the Future of 'SEF'? Aggregation and Consolidation

Tim Bourgaize Murray considers the future once SEFs are operational, including what smaller SEFs might do, how the sell side will leverage its previous advantages, and the lingering challenges that lie ahead.

Sell-Side Technology | Analysis | Trading Technologies and Strategies | 23 Apr 2012

waters-otc-derivatives-processing-march2012

'Fascinating yet Frightening’: Sell-Side Giants See Promise, Perils in New Swaps Markets

Opportunities for system transformation, better swaps data could go some way toward balancing the costs of new regulation, according to speakers at the North American Trading Architecture Summit in New York on Tuesday.

Sell-Side Technology | Analysis | Trading Technologies and Strategies | 20 Apr 2012

james-rundle

Keeping Up with Compliance

The ways in which technology is breaking down traditional roles.

Sell-Side Technology | Opinion | Compliance | 20 Apr 2012

Paul Volcker

Fed Confirms Two-Year Conformance Period for Volcker Rule

Concerns eased over possible 21 July enactment.

Sell-Side Technology | News | Regulation & Standards | 20 Apr 2012

irdmicrophone

Building a Data Management Foundation Webcast

Inside Reference Data gathered leading industry experts to discuss the best strategies for creating a data management framework to make it easier for firms to meet changing regulatory requirements in a webcast on 18 April

Inside Reference Data | Web Seminar | Data Management | 19 Apr 2012 | audio

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Active, scalable risk management solution for financial markets

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