With the increased need for transparency and better risk management, the importance of a strong compliance department is an undeniable necessity in 2015. Firms can't afford to skimp on a strong team and infrastructure as they cope with the rules regulators continue to pass.
So it would stand to reason that investing in technology aimed at solving compliance issues would be a safe bet. That's not exactly the case, however, according to David Jegen, a managing director with Devonshire Investments,
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.Subscribe to Weekly Wrap emails