Sept. 25 marks exactly 100 days until Europe’s new financial regulatory framework, MiFID II, becomes law. Jamie Hyman gets the lowdown from industry experts on whether the industry is ready, what the next 100 days will look like, which strategies firms are deploying to address key challenges, and whether it’s even possible to be fully ready by the time MiFID II goes live.
The regulator says that it cannot create a layer of permitted compliance below European standards.
New products include a same-day gross settlement service, data products and trade monitoring and reporting tools.
The front-to-back SFTR service will cover all eligible asset classes.
Todd Rudley will help lead the vendor's expansion efforts in North America
James Mooney joins Kaizen as regulatory consultant.
Service aims to help fund investors and distributors maintain hedge fund portfolios.
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.Subscribe to Weekly Wrap emails