Investment management firm Stifel Nicolaus Europe announced it will use Thomson Reuters Org ID KYC Managed Service to onboard its European legal entities.
Org ID, which formally began operating in March 2014, was the first know your customer (KYC) managed services provider to complete successfully an ISAE 3000 Type 1 audit, conducted by PwC, in regards to the design and adherence to internal processes, controls and compliance policy.
Stifel Nicolaus joins a growing roster of top-tier investment managers using the service, including BlackRock.
James talks about his trip to Chicago and some of the interesting topics that came up (including a look at disaster recovery demands). Then Anthony and James touch on ISDA's initial margin rules, with Phase 3 going live next year.Subscribe to Weekly Wrap emails