Investment Industry Regulatory Organization of Canada (IIROC)

SROs Deploy Advanced Tech to Keep Up with Members

Self-regulatory organizations can’t tap into company profits like banks, nor can they rely on taxpayer funding like government regulators. Still, using only membership dues, they must carry out their registration and surveillance functions of national…

Square Peg

Canadian firms and regulators are debating whether proposed risk management policy makes the country’s market incompatible with global standards. Michael Shashoua reports on the industry’s preparations

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here