FCA speaker says regulators would punish firms that did nothing ahead of Mifid II, but not the ones that tried but failed.
Digitization and automation are key to meeting the demands of the financial industry's future regulatory burden.
Joanne Faulkner reports on how financial firms expect to increase their consumption and use of market data while managing increasingly complex data, to meet regulatory demands and deliver a new edge.
The new module will make it easier for firms to collect and aggregate the datasets required for MiFID II compliance.
LabCFTC will help guide firms through CFTC rules and open the agency to updating its regulations to meet changing market conditions.
State Street and TruValue Labs have announced an agreement to promote the adoption of industry-standard ESG data.
Tradeweb APA Signs BNP Paribas, Credit Suisse, Morgan Stanley, Societe Generale for Mifid II Reporting
Four institutions join Deutsche Bank, Goldman Sachs, JPMorgan on APA Mifid II reporting service.
Shutting down Oats may take two years and depend on CAT data accuracy.
Neal Pawar, AQR's CTO, joins Dan and Anthony to talk about attracting talent, the future of open source, and his love of Liverpool football club.
John attempts to introduce some levity into Mifid II with some truly awful movies based on the impending European regulation.
The importance of adaptability for equities market participants is only set to increase as Mifid II changes the landscape, says TradeTech panel.
The SI regime has proven to be the most fragile piece of regulation, as its legal loopholes have triggered a series of political events and has been established as the market’s most notorious law.
According to regulatory filings, the CAT will cost the industry $50.7 million for the fiscal year beginning November 2016.
Sapient says Client Connect will help firms automate many client-facing responsibilities and reallocate people for better efficiency.
The platform will allow the bank to ensure compliance, improve onboarding times, and improve efficiency, while integrating with KYC and AML utilities.
Asset Control updates Thomson Reuters AC Plus platform data loaders, plans further loader investments
Marc Andrews of IBM sits down with Anthony and Dan to discuss the company's use of Watson for regulatory compliance and surveillance.
Three exchanges have filed with the SEC regarding implementing either a delay mechanism or order types similar to what IEX operates, following its approval as a national exchange less than a year ago.
Sponsored feature: SmartStream
Innovation and large-in-scale trading are set to be given a boost as the industry seeks ways to combat the dark pool double volume caps under Mifid II.
The need for the CAT to be a top priority.
Bloomberg’s clients can connect to Bats’ APA for all their equities reporting obligations.
Integrated solution to provide end-to-end offering for asset managers in research payment and management ahead of rule changes.
Concurrent with—yet seemingly in conflict with—KYC initiatives is the EU’s General Data Protection Regulation, which will upend how banks treat customer data, and will levy steep fines against those who fail to comply or suffer data breaches. Alina…