Reg-Impact builds on the vendor's existing Reg-Track tool for monitoring upcoming regulatory changes.
Pier 88’s Jackie Fertitta discusses why her hedge fund chose LiquidityBook over others in the market.
Ahead of Mifid II implementation, Abide aspires to become one of the largest Approved Publication Arrangement (APA) and Approved Reporting Mechanism (ARM) providers.
How technology can support sell-side firms in the new regulatory era.
With an increase in regulation requiring automated processes and accurate data, adoption of so-called regtech tools is likely to snowball, participants say.
Canadian financial group expands its existing use of OneSumX's monitoring and reporting solution.
The result aims to improve analytics and reporting capabilities for users.
A last-ditch plea to regulators to take a lenient approach once the variation margin requirements come into effect may fall on deaf ears.
Agency-only brokerage taps Ancoa for hosted platform in response to increasing regulatory demand for market surveillance tools.
The feed provides news and information about stocks, indexes and currencies that ADVFN has identified as being subject to impact from Brexit.
Fund administrator will also use the vendor's Unity Prospectus product.
Mifid II, set to come into force at the start of January 2018, will have far-reaching consequences for large numbers of European market participants, not only from an operational perspective, but also, significantly, in terms of their technology stacks…
The Austrian banking group will use the vendor's AC Plus data management platform, with its central security master architecture, to meet MiFID II and KIDS templates requirements.
On March 1 this year, a new set of requirements for variation margins on derivatives trades take effect that will affect nearly all market participants across both cleared and non-cleared derivatives. In the run-up to the deadline, John Brazier finds…
Between Mifid II and talks of dismantling Dodd–Frank, it might seem like a volatile period ... but when it comes to tech, how much has really changed?
The new administration has made comments about regulation's future that could put some policies on thin ice.
The future of some regulations are in question, Reg SCI just might be one of the casualties.
Particpants need more clarity on Mifid's trade reporting requirements
Both hope to offer larger regulatory compliance solutions to clients.
Despite an anti-regulation stance, the Trump administration is unlikely to completely repeal Dodd–Frank, Victor says.
Japanese investment group implements pre-trade risk and compliance elements of Ullink’s Xilix execution management system.
Dan and Anthony chat about four recently-published features from Waters and Inside Data Management that look at various aspects of Mifid II. This week’s podcast is sponsored by SmartStream.
The enhancements in version 7.1 position McObject as a provider of underlying technology to help firms meet MiFID II's best execution requirements and the demands of FRTB.
The deal will combine three vendors with a wealth of regulation- and compliance-related technology solutions.