Anthony and James delve into how the systematic internalizer regime is shaping up, and then examine the regtech sector.
MiFID II’s data disaggregation requirements aim to reduce data costs by forcing marketplaces to unbundle datasets and sell consumers only the specific data they need. But in reality, this seemingly simple and cost-reducing idea could make buying and…
MiFID II’s ban on broker-subsidized free research will leave sell-side firms with a multitude of challenges—not least how to price research so as not to lose customers who might direct trading elsewhere, without appearing to incentivize clients to trade…
The countdown to Jan. 3, 2018, when MiFID II will take effect, is starting to sound like the ominous ticking of a time bomb. Many details of the regulation have been available for some time, yet as the clock ticks down, questions still remain over…
Trade reporting and publication mechanisms are a key part of the new MiFID II legislation. So why are alarming numbers of firms yet to choose their providers? With a last-gasp sprint on the cards in a crowded field of participants, Jamie Hyman…
Market codes release shows over a dozen new entities registered in activity ramp-up
According to Opimas, the regtech space only pulls in 5 percent of the total IT spend pool, but that is going to change.
Research and commissions management systems gaining significant traction in US ahead of European regulation implementation
FlightPlan is a resource hub for companies to identify missing requirements to meet new margin rules.
Banks and industry associations warn of havoc if current timeline is implemented
Anthony and James talk AI and ESG, Reg SCI and the SEC, and Game of Thrones and Dragons.
Nex Regulatory Reporting has introduced its new reporting solution, based on updated European derivatives rules
UK-based N+1 Singer selects Torstone’s InfernoRC module to comply with transaction reporting requirements under MiFID II.
CFTC vacates European clearinghouse registration at CME's request
The private banking and asset management group will implement Wolters Kluwer’s OneSumX solution
Enhancements to Harmony will allow buy-side firms to coordinate with sell-side counterparties around reporting.
ESG is booming, but there's room for further development—Waters speaks to executives from banks, hedge funds, asset managers and vendors to explain how this sector is growing and how AI can speed up its development.
The Dutch sell-side institution looks to combine regulatory updates with trade and transaction reporting assistance.
The CFTC has begun staffing up, after a long period of thinning leadership.
Emilia David fills in for Anthony Malakian to discuss fintech and Brexit with James Rundle, followed by a Game of Thrones recap.
From RPA to machine learning to regtech, financial institutions are seeing great disruption coming out of the fintech space. BBH’s new fintech czar talks about how the bank is handling the change.
The implications of Brexit can wait; Mifid II is a much more prescient concern for sell-side institutions, not just in Europe.
Ranking member of Senate subcommittee says regulator should update list of affected firms
Risk Focus, RegTek.Solutions provide Deutsche Borse Group with key system components for its OTC Trade Reporting solution.