Regulation & Compliance

Mifid II: The Movie

John attempts to introduce some levity into Mifid II with some truly awful movies based on the impending European regulation.

Slowdown Showdown: Exchanges Eye Speed Bumps

Three exchanges have filed with the SEC regarding implementing either a delay mechanism or order types similar to what IEX operates, following its approval as a national exchange less than a year ago.

Banks Scramble to Protect Against GDPR Data Breach Fines

Concurrent with—yet seemingly in conflict with—KYC initiatives is the EU’s General Data Protection Regulation, which will upend how banks treat customer data, and will levy steep fines against those who fail to comply or suffer data breaches. Alina…