The feature will be made available to FX trade confirmations and end of day reports for best execution.
Service aims to plug MiFID II reporting gap; Deutsche Börse to Use SmartStream RDU for Regulatory Reporting Hub.
Sept. 25 marks exactly 100 days until Europe’s new financial regulatory framework, MiFID II, becomes law. Jamie Hyman gets the lowdown from industry experts on whether the industry is ready, what the next 100 days will look like, which strategies firms…
Many US mutual funds are expected to rely on vendor tools to comply with the SEC’s rule that they establish a formal liquidity risk management program that includes classifying the liquidity of their investments. These tools have the potential to improve…
Data quality for over-the-counter commodity swaps reported to swap data repositories, as mandated by the Dodd–Frank Act, has worsened since reporting began more than four years ago, with some blaming the CFTC, while others blame resistance by the SDRs to…
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.
The regulator says that it cannot create a layer of permitted compliance below European standards.
MEP Markus Ferber tells Waters that this change “must not mean that the ESAs can do what they want to just because they get more money,” and that the ESG provisions are “a non-starter”.
Examiners' skills and policy crafting may need to change to meet demands of emerging technologies.
James talks about his trip to Chicago and some of the interesting topics that came up (including a look at disaster recovery demands). Then Anthony and James touch on ISDA's initial margin rules, with Phase 3 going live next year.
Reference data and post-trade automation technology provider is meeting with banks in an effort to solve systematic internalizer conundrum.
The partnership will give Ullink’s Nyfix members access to independent research in Asia.
Next September, Phase 3 firms will be required to post initial margin for all non-cleared derivatives transactions.
EDMA warns that inconsistencies in transaction reporting are already forcing fixed-income participants to move outside the EU.
As European firms move to comply with data and reporting requirements under MMF Reform, they can learn from a similar initiative introduced seven years ago in the US
"There is also a general feeling among the people I spoke to that the successful firms will be the ones that grasp this opportunity with both hands, rather than sitting back and waiting for it to happen to them."
FTSE Russell, index provider, to roll out series of updates to ICB standard for end of 2018.
Buy-side firms in the US should begin preparations for European regulation as a matter of urgency.
Joakim Strid joins the podcast to discuss how Nasdaq is deploying machine-learning techniques for surveillance. Then Emilia David joins the podcast to discuss T+2’s launch in the US, Canada, Mexico and Peru.
Through the pairing, IMP will use UnaVista's testing environment to help North American asset managers prepare for stringent new reporting requirements.
Demand for outsourced trade reporting solutions is driven by upcoming regulatory deadlines.
Surveys of asset managers find disparate levels of readiness for new regulations among the buy side.
Rimes Technologies introduces cloud-based Rimes RegFocus BMR Control.