In July 2016, Bafin introduced an electronic platform for whistleblowers, designed to allow financial markets employees to anonymously report regulatory abuses within their own firms. The German regulator has agreed to speak about the platform now that its information flow is taking shape.
The platform has been designed for employees in the German capital markets who hold crucial internal information about any abuse of the law, which could provide Bafin with significant ammunition when Mifid II
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.Subscribe to Weekly Wrap emails