The need for the CAT to be a top priority.
Bloomberg’s clients can connect to Bats’ APA for all their equities reporting obligations.
Integrated solution to provide end-to-end offering for asset managers in research payment and management ahead of rule changes.
Concurrent with—yet seemingly in conflict with—KYC initiatives is the EU’s General Data Protection Regulation, which will upend how banks treat customer data, and will levy steep fines against those who fail to comply or suffer data breaches. Alina…
Many data management initiatives are inspired by efficiency and best practices, but only become reality after regulatory involvement.
MarketAxess’ Trax unit has received FCA approval to test transaction reporting capabilities under MiFID II, but is waiting for details of what the tests will involve.
Officials say SIX's solution will ease firms' compliance burden and provide a single source of audit-ready tax data.
By integrating JWG's RegDelta platform, iMeta will be able to offer more details and interpretations of regulations to support client compliance and risk functions.
The German regulator discusses its recently launched platform through which financial markets employees can anonymously report regulatory abuses.
The trio will lead a new division at CJC focusing on regulation relating to banks' contributed price data.
The Spanish firm is rolling out SimCorp Dimension to cover a range of functions, after signing up to use the platform in December.
Ullink's Richard Bentley focuses on the changes likely to occur in the relatively mundane yet hugely important post-trade environment in the wake of the introduction of Mifid II.
"Meredith Gibson, director at Meredith Gibson Advisory, stressed the importance of speeding up the processes of putting together and following a full compliance strategy, given that there would be significant complications for anyone who might fall…
The Derivatives Service Bureau will continue to roll out instruments onto the testing platform over the next month.
The Bloomberg data will reduce manual work associated with determining how a security should be classified and valued under the upcoming IFRS 9 rules.
With no client-site IT requirement, officials say the entry-level platform will suit banks with less complex KYC needs for whom speed and ease of deployment is more important.
New platform places emphasis on optimizing liquidity and execution management ahead of significant challenges presented by Mifid II.
"But what about the January 3, 2018, Mifid II deadline? To what extent are capital markets firms’ minds concentrated on that deadline?"
The UK's Financial Conduct Authority is working to ensure its own readiness for Mifid II data challenges, and acknowledges that many firms will struggle with similar issues.
Automated trade reporting solution for multiple asset classes to provide centralized view of reporting activity under new Mifid II regulation.
D&B's new tool will help companies in the financial markets and other industries comply with KYC-related regulations.
With an unenviable raft of new regulation imminently coming into force, market participants anticipate a flurry of adoption of compliance-related technology, which is expected to prove lucrative for RegTech providers. Joanna Wright and Max Bowie talk to…
Even after Britain leaves the European Union, financial firms wanting to do business within the EU will need to comply with MIFID II. But removing the UK from EU markets could still derail new European trading and transparency rules. Samuel Wilkes…
John Ramsay, IEX's chief market policy officer, speaks to WatersTechnology about the issues the exchange sees with NYSE’s plan for implementing a speed bump at NYSE MKT.