Dan and Emilia discuss the pros and cons of implementing an automation solution that’s holistic.
In addition to setting a plan to foster fintech innovation, he also laid out a new strategy to reduce the Commission's regulatory footprint, much to the relief of those in attendance at the FIA Boca conference.
In honor of the NCAA men’s and women’s basketball tournament starting this week, Dan creates a bracket of the biggest financial technology trends.
From trade reporting to best execution requirements, the fixed-income market is going to change in 2018...but what that change will look like is still to be determined.
iPM Epic platform’s compliance, data management and OMS functionality all updated in anticipation of new European regulation due in January 2018.
The UK regulator has strong words for asset managers on best execution, while it builds bridges for fintech development with its Japanese counterpart.
Last year, Broadridge made several acquisitions across its different platforms, adding 4sight and Dojima specifically for their regulatory compliance offerings. Message Automation is another step in broadening its compliance suite.
The UK subsidiary of Spanish Bank BBVA has adopted Wolters Kluwer's OneSumX offering to meet its liquidity risk and reporting requirements.
Dan DeFrancesco chats to IBM's Ron Lefferts about his firm's role in creating and managing the database underpinning the Consolidated Audit Trail, set to come online in November this year.
With nine months left to prepare for the arrival of Mifid II in Europe, John asks why the buy-side community is still struggling to get to grips with how the regulation will impact technology infrastructures and applications.
Aggelos explains that both the European Commission and the European Securities and Markets Authority have been explicit in their communication when it comes to derivatives trading in general and transparency around OTC products in particular, in the run…
In the first article of this three-part series, Richard Bentley looked at the implications of Mifid II for banks’ and brokers’ technology stacks to support their electronic order flow, with specific focus on pre-trade workflows. He now turns his focus to…
Anthony Johnson discusses race, management, and cybersecurity in the capital markets.
“What happens if someone destroys the fabric of the internet, where the whole objective is not to make money but to make the world burn?"
On January 17, the self-regulatory organizations announced that Thesys Technologies had won the right to build the Consolidated Audit Trail, putting it in charge of what will be one of the biggest financial technology projects in the history of the…
Reg-Impact builds on the vendor's existing Reg-Track tool for monitoring upcoming regulatory changes.
Pier 88’s Jackie Fertitta discusses why her hedge fund chose LiquidityBook over others in the market.
Ahead of Mifid II implementation, Abide aspires to become one of the largest Approved Publication Arrangement (APA) and Approved Reporting Mechanism (ARM) providers.
How technology can support sell-side firms in the new regulatory era.
With an increase in regulation requiring automated processes and accurate data, adoption of so-called regtech tools is likely to snowball, participants say.
Canadian financial group expands its existing use of OneSumX's monitoring and reporting solution.
The result aims to improve analytics and reporting capabilities for users.
A last-ditch plea to regulators to take a lenient approach once the variation margin requirements come into effect may fall on deaf ears.
Agency-only brokerage taps Ancoa for hosted platform in response to increasing regulatory demand for market surveillance tools.