Former SEC staffer assigned to CCO position at exchange group.
The Chicago Board Options Exchange Group (CBOE) has announced that it has appointed Alexandra M Albright to the newly-created position of chief compliance officer for its affiliated exchanges.
The CBOE comprises of the Chicago Board Options Exchange, the C2 Options Exchange, the CBOE Futures Exchange and CBOE Stock Exchange. Albright's remit will include the implementation of policies for self-regulatory responsibilities, as well as existing compliance with US Security Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC) regulations.
Most recently, Albright was an attorney at Chicago-based Kirkland and Ellis LLP, focusing on compliance, litigation and corporate finance. From 2001-2006, she worked in a series of senior roles at the SEC, in the offices of trading practices, municipal securities and market surveillance during her time there.
Albright will assume the position at CBOE from 23 April, and report into president and COO Edward Tilly, as well as the regulatory oversight committee.
More from Sell Side Technology
Updating your subscription status
Winner's Announced: Sell-Side Technology Awards 2014
The winners of the 2nd annual Sell-Side Technology Awards 2014 were announced in New York on April 15. These awards recognize the leading technologies and third-party vendors in their area of expertise, through an auditable and transparent methodology. To view the winners across the 24 categories click here.
03 Nov 2014
18 Nov 2014
08 Dec 2014
03 Nov 2014
17 Nov 2014
The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...
A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....