Former SEC staffer assigned to CCO position at exchange group.
The Chicago Board Options Exchange Group (CBOE) has announced that it has appointed Alexandra M Albright to the newly-created position of chief compliance officer for its affiliated exchanges.
The CBOE comprises of the Chicago Board Options Exchange, the C2 Options Exchange, the CBOE Futures Exchange and CBOE Stock Exchange. Albright's remit will include the implementation of policies for self-regulatory responsibilities, as well as existing compliance with US Security Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC) regulations.
Most recently, Albright was an attorney at Chicago-based Kirkland and Ellis LLP, focusing on compliance, litigation and corporate finance. From 2001-2006, she worked in a series of senior roles at the SEC, in the offices of trading practices, municipal securities and market surveillance during her time there.
Albright will assume the position at CBOE from 23 April, and report into president and COO Edward Tilly, as well as the regulatory oversight committee.
More from Sell Side Technology
Updating your subscription status
Winner's Announced: Sell-Side Technology Awards 2015
The winners of the 3rd annual Sell-Side Technology Awards 2015 were announced in New York on April 21, recognizing the leading third-party vendors serving the sell side in their area of expertise, through an auditable and transparent methodology. To view the winners across the 28 categories click here.
11 Nov 2015
19 Nov 2015
02 Dec 2015
07 Dec 2015
Download whitepaper for FREE Public cloud has grown exponentially in recent years in sectors such as telecoms, the media, health industry and insurance,...
Download whitepaper for FREE Most financial institutions recognize the value of data as an asset, although only a small minority have a mature data governance...