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COMPLIANCE TECHNOLOGIES
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CAMBRIDGE, MASS.-Officials from compliance platform provider DexRex Gear have rolled out version 2.2 of the vendor's ChatSync platform, which incorporates...
Sell-Side Technology | News | Compliance | 30 Apr 2010
IRVINE, CALIF.-Officials from network security vendor Uniloc announced today, Oct. 19, the general availability of its WebAnchor security platform, which establishes unique identifiers for edge systems connecting to secure networks.
Sell-Side Technology | News | | 19 Oct 2009
LONDON-Sponsored access, also known as "naked access," is generating heated debates on both sides of the Atlantic as the U.S. Securities and Exchange Commission (SEC) talks of banning the practice while European regulators muddle through attempting to...
Sell-Side Technology | News | Exchange Data | 28 Sep 2009
DUBLIN, CALIF.-Over the next six to 18 months, database vendor Sybase expects that its financial services clients will see a dramatic increase in deployments concerning regulatory compliance rather than risk management due to pending regulations on product...
Sell-Side Technology | News | Complex Events Processing | 17 Aug 2009
NEW YORK-As a result of the turmoil on Wall Street, a substantial change in the U.S. financial industry regulatory environment is bound to take place, say observers.
Sell-Side Technology | News | Industry Issues & Initiatives | 03 Nov 2008
TOKYO-In October, Japanese brokerages must report over-the-counter (OTC) trades within five minutes of execution rather than at the end of the day to a new reporting platform that will replace the current system run by the Jasdaq Securities Exchange,...
Sell-Side Technology | News | | 25 Aug 2008
NEW YORK-Investment banks looking to outsource now have a consistent electronic method of capturing data privacy and information technology security as Portland, Ore.-headquartered Collaborative Software Initiative (CSI) is in the midst of developing...
Sell-Side Technology | News | | 12 Nov 2007
LONDON-Sell-side firms are in a better position than their buy-side counterparts when it comes to the Markets in Financial Instruments Directive's (Mifid's) best-execution requirement, concludes a white paper by the Best Execution Subject Group of the...
Sell-Side Technology | News | Best Execution | 15 Oct 2007
LONDON—With less than two months left before the E.U.'s Markets in Financial Instruments Directive (Mifid) comes into force, there is still a high level of uncertainty in the industry regarding implementation of the regulatory requirements, concluded...
Sell-Side Technology | News | Best Execution | 17 Sep 2007
LONDON—Fidessa has today, Sept. 17, launched a suite of products and services to help broker-dealers meet requirements set forth by the E.U.'s Markets in Financial Instruments Directive (Mifid), vendor officials tell DWT .
Sell-Side Technology | News | Best Execution | 17 Sep 2007
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Supporting multiple securities identifiers imposes an operational burden that adds cost and latency to critical trading processes. Bloomberg’s recently...
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