COMPLIANCE TECHNOLOGIES
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LONDON—The European Banking Federation (FBE) recently issued its comments in response to the latest draft of the Markets in Financial Instruments Directive (Mifid) regulations from the European Union (EU), suggesting that many details may still require...
Sell-Side Technology | News | Buy-Side Operations | 29 Aug 2005
LONDON—iVestigo is partnering with BT Radianz to offer a hosted version of iVestigo's operational risk management solution, dubbed the OpsMonitor Service Bureau, officials say."The OpsMonitor Service Bureau is essentially like plugging into the diagnostics...
Sell-Side Technology | News | Compliance | 01 Aug 2005
NEW YORK—JPMorgan Worldwide Securities Services (JPMWSS) is in the final stages of rolling out an update of its platform for performance measurement clients in the United States, most of Europe and parts of Asia.With buy-side clients' needs in mind,...
Sell-Side Technology | News | | 01 Aug 2005
FAIRFAX, Va.—WebMethods, an application integration vendor, has released WebMethods for Compliance, a solution with automation and monitoring components designed to help firms comply with Sarbanes-Oxley (SOX) and other regulatory requirements, say company...
Sell-Side Technology | News | | 25 Jul 2005
HOLMDEL, N.J.-Index Engines, a provider of indexing solutions for unstructured data, has released a beta version of a Microsoft Exchange e-mail indexing service that will be added to its flagship Index Engines Search Appliance, officials say.In March,...
Sell-Side Technology | News | Connectivity & Networks | 04 Jul 2005
NEW YORK-Managed services provider Sector has been accepted into the Reuters Compliance Partner Program and has begun offering a hosted compliance service, dubbed IMComply, officials say.The hosted service will allow end users to monitor, log and capture...
Sell-Side Technology | News | Connectivity & Networks | 04 Jul 2005
SALT LAKE CITY—SunGard Online Invest ment Systems, a division of SunGard, has acquired Hingham, Mass.-based Protegent, a provider of supervision and surveillance technology for securities trading. With the acquisition, SunGard will create new links...
Sell-Side Technology | News | | 07 Feb 2005
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New regulations such as Basel III are changing trading and risk practices by rewarding banks that actively manage their risk exposure at an enterprise...
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