Dodd-Frank Wall Street Reform Act
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Jersey City-based IPC Systems, a provider of trading communication technology, and T-Ware Connect, the North American arm of global call compliance technology provider TeleWare Group, have announced an alliance that will offer capital markets firms in-network...
Perceptiv Derivatives Contract Analysis is intended to replace the often manual processes used to extract data from over-the-counter derivatives contracts, so they can fully understand the agreements and comply with new regulations
A new module providing legal and credit information now sits alongside the know-your-customer and standing settlement instruction data functionality of iMeta's Assassin platform
Thomson Reuters has launched Accelus Org ID, a new platform to support financial institutions and their clients increase the efficiency and reduce the costs associated with complying with Know Your Customer (KYC) requirements.
WatersTechnology gathered a number of industry experts for a webcast on March 4, 2014 to discuss what financial trading firms are doing to regards to enforcing regulation affecting over-the-counter (OTC) derivatives and the impact on their trading platforms,...
Princeton, NJ-based trading technology provider Kinetix Trading Solutions has added support for new regulations to the Pre-Trade Verification module of its Monaco trading platform, which combines market data with trading firms' databases of counterparty...
The client data software provider's onboarding system uses a rules-driven process to classify Scotiabank clients affected by European Market Infrastructure Regulation, the US Dodd-Frank Act and the Foreign Account Tax Compliance Act
A new partnership between the two data vendors means SIX will be able to provide entity-level data to its clients, based on instrument-level requests
Thanks to the latest Dodd–Frank provision in which derivatives transactions will be more closely monitored, many US traders will now have their conversations recorded. Jake Thomases investigates how that recording will be done and what will happen to...
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