Dodd-Frank Wall Street Reform Act
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At first glance, heavily compliance-centric stories might not seem to occupy a significant portion of coverage here at WatersTechnology.com, given that we published 134 of them in 2014. It's a healthy number, albeit nothing to write home about. But when...
Fonetic, the provider of voice and text management solutions, has announced the addition of a multi-trade search and reconstruction tool to its communication surveillance solution.
Inside Reference Data editor Michael Shashoua reported live via Twitter on the first panel in the reference data stream of the North American Financial Information Summit on May 21
The post-trade infrastructure providers plan to launch two utilities that will help users address increasing needs for collateral and more complex collateral processing due to regulatory change
Plans to take on more than 200 new members of staff at Avox's headquarters in Wales have been driven by demand for the company's existing services, rather than specific plans to create new offerings
Jersey City-based IPC Systems, a provider of trading communication technology, and T-Ware Connect, the North American arm of global call compliance technology provider TeleWare Group, have announced an alliance that will offer capital markets firms in-network...
Perceptiv Derivatives Contract Analysis is intended to replace the often manual processes used to extract data from over-the-counter derivatives contracts, so they can fully understand the agreements and comply with new regulations
A new module providing legal and credit information now sits alongside the know-your-customer and standing settlement instruction data functionality of iMeta's Assassin platform
Thomson Reuters has launched Accelus Org ID, a new platform to support financial institutions and their clients increase the efficiency and reduce the costs associated with complying with Know Your Customer (KYC) requirements.
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The catalyst for change in client reporting is a more empowered, digitally aware consumer. Excellence of service delivery will be key to investment managers...
Without a consistent source of data and limited functionalities in existing systems, firms are unable to perform tasks that are becoming increasingly important...