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Dodd-Frank Wall Street Reform Act

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Derivatives Trading Firms Weigh Audio Recording Approaches

Thanks to the latest Dodd–Frank provision in which derivatives transactions will be more closely monitored, many US traders will now have their conversations recorded. Jake Thomases investigates how that recording will be done and what will happen to...

Waters | Feature | Regulation & Standards | 21 Jan 2014


Opening Cross: Thinking About Turning Over a New Leaf in 2014?

According to the University of Scranton’s Journal of Clinical Psychology (via StatisticBrain.com), only eight percent of people who make New Year’s resolutions actually achieve them. Chances are your New Year’s resolutions include joining a gym,...

Inside Market Data | Opinion | Industry Issues & Initiatives | 10 Jan 2014


As the OTC Marketplace Evolves, More SEFs May Rise

Equinix's Barry Smith discusses the trends he expects to see in the OTC markets in 2014 and beyond.

Buy-Side Technology | Analysis | Regulation & Standards | 09 Jan 2014


Collateral Transformation, Agency Execution to Reinforce Swap Dealers' 'Stickiness'

As the buy side ramps up simulation of electronic swaps execution ahead of next year, panelists say old questions remain about what sell-side services will gain steam, and which are technologically feasible at all.

Sell-Side Technology | Analysis | Risk Management | 11 Dec 2013


Mizuho Chooses GoldenSource for Data Quality, Regulatory Compliance

Mizuho International will use GoldenSource's enterprise data management platform to help it comply with regulations such as the European Market Infrastructure Regulation by improving data quality and transparency

Inside Reference Data | News | Data Management | 10 Dec 2013


OpenGamma Debuts Margining Platform

Risk management technology and analytics provider OpenGamma has launched the Platform for Margining, a new platform to address margining requirements related to new over-the-counter (OTC) market structure changes being pushed through in the US through...

Sell-Side Technology | News | Regulation & Standards | 21 Nov 2013


Open Platform: Compliance Challenges for Communications

The ways in which we all communicate have changed. The fixed-line telephone call is almost a thing of the past, with mobile and electronic communication having seen to that. Regulators have recognized this, and have told firms that they need to be recording...

Sell-Side Technology | Opinion | Compliance | 28 Oct 2013

New York

CFTC Approves Tullett Prebon’s SEF Status

The US Commodity Futures Trading Commission (CFTC) has granted interdealer broker Tullett Prebon temporary registration to operate as a swap execution facility (SEF).

Sell-Side Technology | News | Regulation & Standards | 26 Sep 2013


If Deadlines Aren’t Fixed, They’re Guidelines

Running out of time on derivatives reform.

Sell-Side Technology | Opinion | Regulation & Standards | 23 Sep 2013


BT Partners with Truphone for US Mobile Recording

Network and telecoms provider BT has joined forces with global mobile operator Truphone, to deliver a communications recording service in line with Dodd-Frank Act provisions.

Sell-Side Technology | Analysis | Compliance | 09 Sep 2013

NOW OPEN -- Inside Market Data Awards 2014

For more details...

Call-for-entry and voting are now open for the 12th annual Inside Market Data Awards 2014, which take place in New York on May 21. For more details of the criteria across the call-for-entry and voting categories that recognize industry excellence within market data and reference data click here.


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Taking on Tablets: BYOD On The Trading Floor

We have truly entered the Age of Bring Your Own Device, or BYOD. And as with every new era fuelled by innovation, the new challenges are screaming for...