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European Securities and Markets Authority (Esma)
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As yet another regulatory reform takes effect—the European Securities and Markets Authority's regulation on short selling—Imagine Software's Brian Miranda says firms are struggling under the weight of it all.
Buy-Side Technology | Analysis | Compliance | 01 Nov 2012
Today, the ban on short selling in the European Union comes into force. It will have potentially harmful effects on market quality, while producing few benefits.
Sell-Side Technology | Opinion | Regulation & Standards | 01 Nov 2012
European regulator the European Securities and Markets Authority announced Monday, Oct. 1 that it has approved Axesor SA, a Spanish provider of company information and reports, as a credit rating agency, making it the first new agency to receive ESMA...
Inside Market Data | News | Indexes & Ratings | 01 Oct 2012
Paris-based regulatory body says that if a global legal entity identifier is available and endorsed by the European Union, it should be used as part of reforms to the over-the-counter derivatives market in Europe. Otherwise, an interim entity identifier,...
Inside Reference Data | News | Regulation & Standards | 28 Sep 2012
Although compliance spend is skyrocketing upwards in advance of new regulations, and there are technical revamps involved, a lot of the processes involved are described as common sense by many. Despite this, there's still an element of over-reach to some...
Sell-Side Technology | Opinion | Compliance | 24 Sep 2012
The Futures and Options Association (FOA), a pan-industry representative body for firms engaged in the trading of derivatives, has published a set of guidelines aimed at providing granular detail for recent European Securities and Markets Authority (ESMA)...
Sell-Side Technology | Analysis | Risk Management | 21 Sep 2012
SunGard says that Davy, an Irish financial services firm, will implement its Protegent Market Abuse solution, to provide surveillance across equity and bond trading operations.
Buy-Side Technology | News | Buy-Side Implementations | 10 Sep 2012
Firms are considering their strategies over impending regulation for trade practices.
Buy-Side Technology | Analysis | Compliance | 17 Aug 2012
The latest version of the Financial products Markup Language standard includes new templates for the US Commodity Futures Trading Commission's requirements to report to swap data repositories and for real-time reporting purposes
Inside Reference Data | News | Regulation & Standards | 08 Aug 2012
On July 4, 2012, the Council of the European Union adopted a regulation that will see standardized derivatives contracts in Europe cleared through central counterparties. Designed to reduce systemic risk in the over-the-counter derivatives markets, how...
Waters | Feature | Clearing & Settlement | 01 Aug 2012
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Complex, dated and unwieldy data infrastructure is not uncommon among even the most progressive companies in the world of finance. As financial regulations...
With the launch of a new legal entity identifier (LEI) looming, the financial services industry needs to get ready to ensure efficient and timely implementation...
