European Securities and Markets Authority (Esma)
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As yet another regulatory reform takes effect—the European Securities and Markets Authority's regulation on short selling—Imagine Software's Brian Miranda says firms are struggling under the weight of it all.
European regulator the European Securities and Markets Authority announced Monday, Oct. 1 that it has approved Axesor SA, a Spanish provider of company information and reports, as a credit rating agency, making it the first new agency to receive ESMA...
Paris-based regulatory body says that if a global legal entity identifier is available and endorsed by the European Union, it should be used as part of reforms to the over-the-counter derivatives market in Europe. Otherwise, an interim entity identifier,...
Although compliance spend is skyrocketing upwards in advance of new regulations, and there are technical revamps involved, a lot of the processes involved are described as common sense by many. Despite this, there's still an element of over-reach to some...
The Futures and Options Association (FOA), a pan-industry representative body for firms engaged in the trading of derivatives, has published a set of guidelines aimed at providing granular detail for recent European Securities and Markets Authority (ESMA)...
SunGard says that Davy, an Irish financial services firm, will implement its Protegent Market Abuse solution, to provide surveillance across equity and bond trading operations.
Firms are considering their strategies over impending regulation for trade practices.
The latest version of the Financial products Markup Language standard includes new templates for the US Commodity Futures Trading Commission's requirements to report to swap data repositories and for real-time reporting purposes
On July 4, 2012, the Council of the European Union adopted a regulation that will see standardized derivatives contracts in Europe cleared through central counterparties. Designed to reduce systemic risk in the over-the-counter derivatives markets, how...
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Complex, dated and unwieldy data infrastructure is not uncommon among even the most progressive companies in the world of finance. As financial regulations...
With the launch of a new legal entity identifier (LEI) looming, the financial services industry needs to get ready to ensure efficient and timely implementation...