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Rules & Regulations

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Behind the US Regulatory Scene

During 2010, regulation has continued to be one of the hot topics in the data world. The US remains at the forefront of the debate, with data discussions now being part of the regulatory and legislative agenda. Carla Mangado explores how data managers...

Inside Reference Data | Feature | Regulation & Standards | 04 Jun 2010

SEC, CFTC Propose Market Reforms After Record Intraday DJIA Drop

Following their first joint advisory meeting looking into the May 6 events that resulted in a near–1,000-point intraday drop in the Dow Jones Industrial Average (DJIA), the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading...

Sell-Side Technology | News | Exchange Technologies | 24 May 2010

Clearing No Panacea For Risk Mitigation, Panelists Agree

Panelists warn against one solution for all asset classes

Inside Reference Data | News | Clearing & Settlement | 19 May 2010

Industry Bodies to Identify Business Requirements for CFI Standard

Washington, DC - Industry associations the EDM Council and the International Securities Association for Institutional Trade Communication (ISITC) are both assessing the classification of financial instruments (CFI) standard, looking at requirements and...

Inside Reference Data | News | Regulation & Standards | 01 Apr 2010

Liquidity Risk Compliance: a Liability or an Opportunity?

The need for liquidity is a major factor in financial institutions' compliance with Basel II. An awareness of exactly how much capital is held in reserve is crucial. DataFlux's Colin Rickard examines the requirements in more detail

Inside Reference Data | Opinion | Regulation & Standards | 01 Apr 2010

Assessing the Interdependencies

The banking crisis provided the industry with a wake-up call, especially in relation to the need for an understanding of the risks associated with OTC derivatives. But this is no easy task, explains London Market Systems' Martin Sexton

Inside Reference Data | Opinion | Regulation & Standards | 10 Mar 2010

The New Standards Era

With increased focus on efficiency in the financial markets, data professionals are looking for open standards and adoption of common identifiers. Tine Thoresen reports

Inside Reference Data | Feature | Compliance | 01 Feb 2010

Utilizing Centralization

The concept of a global centralized reference data utility is not new. But some argue now could be the right, and perhaps the only time, to make it a reality. Carla Mangado asks what the next step will be, and whether there is enough clarity on the issue...

Inside Reference Data | Feature | Buy-Side Operations | 01 Feb 2010

"Too Little Too Late?" Question Liquidity Risk Experts

LONDON - Market participants have raised concerns regarding the delayed focus on data requirements for the Financial Services Authority's (FSA) liquidity risk regulation implementation in the UK, and the tight implementation deadline for the new directive,...

Inside Reference Data | News | Regulation & Standards | 01 Feb 2010

Uncertain AII Implementation Date

To Delay Proceedings, Say Market Participants

Inside Reference Data | News | Compliance | 01 Feb 2010

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Latest Whitepapers

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Active, scalable risk management solution for financial markets

New regulations such as Basel III are changing trading and risk practices by rewarding banks that actively manage their risk exposure at an enterprise...

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Operational Impact of Open Symbology on Financial Services

Supporting multiple securities identifiers imposes an operational burden that adds cost and latency to critical trading processes. Bloomberg’s recently...