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Societe Generale
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Panelists at the European Trading Architecture Summit (ETAS) in London yesterday said that the extra-territorial reach of US regulation, such as the Dodd-Frank Act and its associated rules, means that banks in other countries are facing serious issues...
Sell-Side Technology | News | Compliance | 23 Nov 2012
While tools and trinkets are pretty, the key to proper regulatory compliance is attitude and information.
Sell-Side Technology | Opinion | Risk Management | 12 Nov 2012
The quality and cost of price data—and especially evaluated prices—from vendors is the primary concern for trading and investment firms looking to acquire the data necessary to meet new regulatory requirements across Asia, panelists said. The key...
Inside Market Data | News | Events | 09 Nov 2012
The destinies of fallen traders Jérôme Kerviel and Kweku Adoboli are a matter to be settled, but what firms' compliance desks should be concerned with is clear: The more you know about a rogue trader, the more he or she begins to stand out.
Sell-Side Technology | Analysis | Risk Management | 26 Oct 2012
Market data and telecoms cost and contract management software provider MDSL has hired Yelena Kosoy as a business analyst in New York on the vendor's market data management professional services business, working across its Market Data eXpert services,...
Inside Market Data | News | People | 04 Oct 2012
US regulation is forcing firms to establish a more centralized view of their clients and the requirements are likely to mount, as governments around the world seek quid pro quo agreements in relation to the regulation, delegates have heard at the European...
Inside Reference Data | News | Regulation & Standards | 20 Sep 2012
It may not be possible for some time to use vendor feeds as golden sources, according to speakers at this week's European Financial Information Summit in London. Instead, firms should decide which vendors they have the most confidence in for different...
Inside Reference Data | News | Data Management | 19 Sep 2012
Nomoto, who specializes in derivatives, spent previous time at Société Générale, Mizuho Securities, and Barclays.
Sell-Side Technology | News | People | 27 Jul 2012
Technology from Wolters Kluwer Financial Services automates bank's regulatory returns.
Sell-Side Technology | News | Compliance | 25 Jun 2012
Brian Curran joins from RBS to take over portfolio trading and quantitative distribution.
Sell-Side Technology | News | People | 20 Jun 2012
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