14 Oct 2011 | 21:31
When pre-trade risk check Rule 15c3-5 from the US Securities and Exchange Commission goes into effect on Nov. 30, it will...
...protect the market as the regulators envisioned.
...do absolutely nothing for the market.
...cause a host of unintended consequences which will hurt the market.
...don't know and don't care.
Updating your subscription status
Work with us on your Integrated Marketing Campaigns
WatersTechnology offers a full range of custom research, surveys, webcasts, video and whitepapers for firms looking to demonstrate thought-leadership through their marketing campaigns and generate sales leads.
The catalyst for change in client reporting is a more empowered, digitally aware consumer. Excellence of service delivery will be key to investment managers...
Without a consistent source of data and limited functionalities in existing systems, firms are unable to perform tasks that are becoming increasingly important...