SROs Deploy Advanced Tech to Keep Up with Members

Steve Randich, the subject of a 2005 Waters magazine cover profile while CIO of Nasdaq and another in 2010 as CIO of Citigroup, has jumped again in his apparent quest to represent every type of entity in the capital markets. (He’s been at IBM and KPMG, too.) This time, he’s dictating technology decisions at the Financial Industry Regulatory Authority (Finra), the US securities industry’s self-regulatory organization (SRO).

The tug of war between executives in technology and operations at

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FCA declines to directly regulate market data prices

A year-long investigation by the UK regulator to determine whether competition is hindered in the wholesale data markets has concluded with its decision not to directly regulate much-maligned data pricing and licensing structures.

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