Buy-side firms face an unprecedented regulatory challenge in the form of the European Union’s Market Abuse Regulation (MAR), which came into effect on July 3, 2016.
In seeking to enhance and harmonise the European Union's market abuse regime, MAR introduces new operational, technology and regulatory requirements for firms operating in the European financial markets. In order to keep pace with changing financial markets, the regulation has been extended from the previous Market Abuse Directive (MAD).
This whitepaper breaks down the new MAR rules set by the EU, and looks at ways financial organisations from the buy side can develop a response to the EU’s Market Abuse Regulation.
Anthony and James look at why London clearinghouses may be in danger and the use of cognitive tools to monitor employees.Subscribe to Weekly Wrap emails