Have you got mail?

OPEN PLATFORM: EMAIL AND IM COMPLIANCE

A lot has been discussed and written about the Securities and Exchange Commission's (SEC's) proposed rule 203(b)(3)-2 that requires hedge fund advisers to register with the Commission under the Investment Advisers Act of 1940. But another SEC proposal requiring hedge funds to archive emails and instant messages for auditing purposes is also on the horizon. Eze Castle's Chris Grandi explains.

Much is being publicised about the changing regulatory environment in the US-domiciled hedge fund

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: