Catherine Doherty, principal of the front-office practice of Invest IT, a specialist investment management technology consultancy, explains how to evaluate compliance systems.
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Feeling increasing pressure to deliver demonstrable processes and squeaky-clean compliance, many asset management houses are looking toward installing an automated compliance-checking system. This article looks at some considerations and some possible pitfalls.
Firstly, what state
Dan DeFrancesco makes his return to the podcast to talk about bitcoin futures and why he wanted to start this podcast in the first place.Subscribe to Weekly Wrap emails