Charles Schwab has completed its acquisition of Compliance11, a Chicago-based vendor that provides cloud-based compliance solutions. Buy-Side Technology spoke with Trish Cox, senior vice president of corporate brokerage services at Charles Schwab, about how this partnership will help Schwab provide a more robust compliance offering to its customers.
BST: How will this acquisition help your firm provide a better compliance solution to your customers?
Cox: Compliance11 has built out a very scalable
While at Sibos Toronto, James shares some interviews covering topics on blockchain, fintechs and cybersecurity.Subscribe to Weekly Wrap emails