Irish Wealth Manager Davy Implements SunGard's Protegent

traffic-zooming-past-cathedral-at-night
Dublin

The solution provides the Dublin-based wealth manager graphic visualizations of market events and news, with configurable rules and a reports library to ensure compliance with relevant market abuse regulations, including the European Commission's Market Abuse Directive, ESMA controls for automated trading, and selected MiFID rules.

"It is vital to display corporate responsibility and identify potential market abuse. SunGard's Protegent solution provides the flexibility and functionality that we need to help manage the increasing regulatory requirements to perform timely and exhaustive market abuse surveillance," notes Ger Knowles, head of regulations and compliance at Davy.

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

Waters Wrap: The tough climb for startups

Anthony speaks with two seasoned technologists to better understand why startups have such a tough time getting banks and asset managers to sign on the dotted line.

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here