FIA Principal Traders Recommend Axing Trade-Through

White paper suggests broad-based overhaul of Reg NMS

Capitol Hill in Washington DC

The industry group's headlining proposal suggests that the so-called trade-through rule, a crucial requirement of equities exchanges introduced as part of Regulation NMS, be abolished.

"We believe best execution could be addressed better and much more simply by clarifying and modernizing the best execution requirements that brokers already have, rather than by sustaining an extremely complex backstop managed by the trading venues," the paper says. "This modernization could include consideration

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Waterstechnology? View our subscription options

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here