Earlier this week, Mary Schapiro, chair of the Securities and Exchange Commission (SEC), told our sibling publication Risk that the SEC could diverge with the Commodity Futures Trading Commission (CFTC) on certain rules because of "the fact that [securities and futures] are different products and trade differently."
It's always interesting—or frightening—to hear about how the Dodd–Frank Act will be implemented. Since OneChicago (OCX) is a securities futures exchange, and is regulated by both the
Anthony and James look at developments pertaining to the Consolidated Audit Trail and wonder if big-tech companies could challenge traditional asset managers.Subscribe to Weekly Wrap emails
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