Business Grows as Regulators Scrutinize Research


Research has become something of a dirty word in 2003. Just last week, the National Association of Securities Dealers (NASD) announced it had censured and fined four more firms--notably Banc of America Securities and Axiom Capital Management--for issuing misleading statements and research.

The regulators’ activity on this issue has spurred a number of business developments. One example is the Global Research Analyst Settlement, set up in April between the US Securities and Exchange Commissio

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: