Nesbitt Thomson Inc., a Toronto-based brokerage firm, has completed the rollout of a retail brokerage system that will provide registered representatives with proprietary information to complement their quote terminals. The Retail Information System (RIS) took some five years to build and was designed entirely in-house.
RIS is a dedicated broker sales tool. Sources at Nesbitt say that the system's development process -- drawing up a request for proposals and building a prototype -- was drive
Anthony and James talk about how regulators in the US are falling behind other nations' regulators, the lack of talk about Reg AT, and an SRO for cryptocurrencies.Subscribe to Weekly Wrap emails