Exchanges and their clients appear to be reaching détente on some issues relating to exchange fees and audits, as a result of increased communication between all parties and a willingness to work together.
“You would think that with all the noise we make around audits, they are getting worse,” said one panelist. “But two years ago, I had 20 audits. Last year, I had 10, and this year, there has only been a couple, and I think this is a result of more ongoing communication.”
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