The carrots and sticks of compliance
FEATURE: COMPLIANCE
Compliance issues have never been more prominent than they currently are on the buy side. But compliance, unlike most other business processes, is being driven by a mix of push and pull factors, likely to reward the early adopters handsomely while at the same time penalizing those firms who fall foul of industry best practices and institutional investors' expectations.
As the topic of buy side and hedge fund compliance continues at full sizzle, the proverbial stick of regulatory pressure may be
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact [email protected] to find out more.
You are currently unable to copy this content. Please contact [email protected] to find out more.
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. Printing this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/
If you would like to purchase additional rights please email [email protected]
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. Copying this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/
If you would like to purchase additional rights please email [email protected]
More on Back-Office Technology
Waters Wavelength
Waters Wavelength Podcast: Bloomberg on FRTB
Bloomberg's Eugene Stern and Brad Foster discuss data challenges relating to the Fundamental Review of the Trading Book (FRTB).
Subscribe to Weekly Wrap emails
Most read
- Sell-Side Technology Awards 2021: All the Winners
- Witad Awards 2021: Vendor professional of the year (business development)—Jennifer Theiss, IHS Markit
- Bridging the gap: Broadridge looks front-to-back with acquisition of Itiviti
- Witad Awards 2021: Rising star (end-user)—Christine Grant, Guggenheim Partners
- Waters Wavelength Podcast: Bloomberg on FRTB