Lotsoff automates compliance with Dataware's PTAconnect
NEW CONTRACT | INVESTMENT MANAGER AUTOMATES COMPLIANCE
CHICAGO – Lotsoff Capital Management, a $3.5 billion investment manager active in equities, traditional fixed income and hedge fund strategies, has implemented Dataware Solutions' PTAconnect web-based personal trading compliance system.
The PTAconnect product automates internal compliance rules; regulations from the US Securities and Exchange Commission and National Association of Securities Dealers; Investment Company Institute recommendations and Sarbanes-Oxley rules from pre-clearance to
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact [email protected] to find out more.
You are currently unable to copy this content. Please contact [email protected] to find out more.
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. Printing this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/
If you would like to purchase additional rights please email [email protected]
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. Copying this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/
If you would like to purchase additional rights please email [email protected]
More on Operations
Waters Wavelength
Waters Wavelength Podcast: Episode 226 (M&A and people)
On this episode of the Wavelength Podcast, Wei-Shen and Tony talk about the importance of communication when it comes to M&A activity within a company.
Subscribe to Weekly Wrap emails
Most read
- The curious case of Larry Fondren and DelphX
- Waters Wrap: Microsoft’s capital markets play (And Algorithmics thoughts)
- PanAgora’s CIO & head of sustainable investing explain firm’s ESG framework, best practices
- Itiviti’s Blueprint for Success—Investing in People and Products
- Bloomberg RHub fee hike reflects cost pressures of regulatory reporting industry