Lotsoff automates compliance with Dataware's PTAconnect

WatersTechnology Staff
01 Sep 2004

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CHICAGO – Lotsoff Capital Management, a $3.5 billion investment manager active in equities, traditional fixed income and hedge fund strategies, has implemented Dataware Solutions' PTAconnect web-based personal trading compliance system.

The PTAconnect product automates internal compliance rules; regulations from the US Securities and Exchange Commission and National Association of Securities Dealers; Investment Company Institute recommendations and Sarbanes-Oxley rules from pre-clearance to

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