CESR Looks for 'Super ECP'

robdaly-headshot
Rob Daly, Sell-Side Technology

A new consulting paper by the Committee of European Securities Regulators (CESR) on client classification for the Markets in Financial Instruments Directive (Mifid) is sure to throw investment banks for a loop when it comes to their know-your-customer (KYC) programs.

Written in response to specific queries from the European Commission (EC) on this topic, the paper’s authors do not come out and state specific suggestions, but rather put forward a number of ideas to solicit comments from the

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: