While the industry has been granted a delay for SEC Rule 606, more guidance is necessary to move forward.
Investment bank is anonymizing data to meet cross-border data protection and cybersecurity regulations.
Robert Suss brings background in wealth management to UK-based financial advisement firm.
Julie Armstrong takes her record in sales and business development to the Virginia-based vendor.
Marc Mercuri of Microsoft explains where the tech giant sees room for blockchain solutions in the future.
Refinitiv's risk intelligence solutions utilize Trulioo's verification system and data hub to help institutions more efficiently meet KYC requirements.
Kate Gunning and Andrea Ledford will be based in New York.
A 30-year industry vet, Zerrusen will advise SEC Chairman Jay Clayton on cybersecurity issues.
Connolly, who served as TriOptima Group CEO since 2017, will take over from Steve Husk.
Cutshall takes over as chief privacy officer.
Marc Bayle de Jessé brings markets infrastructure and payments experience to CLS.
This year’s North American Financial Information Summit saw C-level execs from the buy and sell sides come together to talk about data needs.
While tech advancements are being made, buy-side firms still rely on humans to make sense of alt data.
The last decade has seen Euronext chewed up and spun out following a series of mergers & acquisitions. Once again independent, Courbebaisse is writing the exchange’s IT roadmap.
While the initial go-live date of SFTR is set for early 2020, data availability and legacy processes remain the leading roadblocks.
Citi is the first Series B strategic investor for ChartIQ's desktop integration platform.
It seeks to solve desktop interoperability issues and expand cloud services with this latest investment.
The suite of data and tools will allow sales organizations and investors to forecast sales activity, and hence company income.
Software and flesh-and-blood humans are both important when it comes to protecting an institution, panelists say.
IIROC has used Nasdaq Smarts for market surveillance since 2010, but is consolidating equities and debt market surveillance for the first time.
The Onboarding Accelerator offers a dashboard tool to automate manual client-addition processes.
Finra and the SEC are working on identifiers that mask personally identifiable information.
The plan will lay out a common process to move accounts if a broker-dealer falls into difficulties.
As more sanctions are issued, and become more complicated, firms find greater need for a monitoring service.