Operations
Finra CAT Lays Out Security Plans
Finra CAT will lean heavily on AWS to help ensure that the database is secure.
People Moves: Finra CAT Fills CTO and CISO Positions
Also, a look at new hires for IHS Markit, UBS, TickSmith, BitGo and Amber Group.
Quandl Uses Algos to Predict a Company's Future Earnings
EQR is part of Quandl’s move to offer more exclusive datasets to its customers.
Axoni Readies Blockchain Platform for Equity Swaps
The service aims to smooth swaps reconciliation—‘the Holy Grail’—for Goldman, Citi and other backers.
Blockchain’s Standards Dilemma
An examination into how the industry is trying to create standards around blockchain development.
People Moves: Capitolis, Crux, Visible Alpha, E*Trade
A look at some recent key people moves, including Justin Klug (pictured), who joins Capitolis.
Sterling Debuts Data Entitlements Compliance Tool
Sterling Entitlement Manager will allow the vendor's clients to onboard traders more quickly while ensuring compliance with exchange data licenses.
Intertrust Plans More US Expansion
Corporate services company aims to offer prime brokerage and trust services to asset manager clients.
Firms Struggle with SM&CR Compliance and Preparations
As all FCA-regulated firms will fall into scope of the Senior Managers and Certification Regime by the end of the year, concerns emerge on how to implement the regulation.
Hundreds Leave Fidessa After Ion Acquisition
Current and former employees of the London-based software provider say around 400 employees have left in the last year.
People Moves: Baton, SEC, CFTC, Instinet, GAM, Ultumus
A look at some of the key "people moves" from 6/29-7/2, including Andres Choussy (pictured), who recently joined Baton.
Brown Brothers Harriman's Welch Explains Bank's Use of Artificial Intelligence
The bank has a number of projects using emerging technologies, one of which optimizes the process of detecting price anomalies.
Banks Embrace the Use of Synthetic Data
Banks have long been using synthetic data to validate solutions, but tech advancements and regulatory pressure have established this practice as a crucial step in the development and testing of technologies.
People Moves: Kingland’s CAT Hire, Refinitiv, SimCorp, Apex, LCH, MTS
A look at some of the key "people moves" from July 22-26, including Amara Goeree (pictured), who joins Apex.
Moody's Acquires Buy-Side Risk Analytics Platform RiskFirst
The deal will help Moody's expand its pension-fund footprint in the UK, and for RiskFirst to expand in the US.
Deutsche Bank Develops Bot to Automate Parts of OTC Workflow
The already-developed bot is now awaiting incremental testing before it goes into production within six months.
With Initial Margin 'Big Bang' Split, Tech Preparations Could be Impacted
As the final phase of the IM implementation for non-cleared derivatives has been split into two parts, questions emerge on whether tech preparations will stall.
Northern Trust Looks to Facial Recognition for KYC
The firm is experimenting with the technology, which is slowly being rolled out at retail banks and big tech companies.
People Moves: Deutsche Bank, MarketAxess, Calastone, tZERO, RapidAddition
A look at some of the key "people moves" from July 15-19, including Neal Pawar (pictured), who joins Deutsche Bank.
Universal-Investment Explores AI to Develop ESG Services
The administrator is looking at how artificial intelligence can be used to extract online sentiment and create customized alternative data services to attract clients.
Botswana Stock Exchange To Replace LSEG's Settlement System with CMA
The exchange will change its settlement system to Sweden-based CMA as it looks to add new features.
Trulioo Expands Into Emerging Markets, Taps Into Mobile Data For AML/KYC
The vendor plans to use mobile data for KYC in Southeast Asia.
The AI Ethics Dilemma: Banks Find a Fine Line Between New Tech and 'What's Right'
Finance firms and regulators are beginning to assess the ethical implications of artificial intelligence.
Pico Looks to Expand Network Analytics for Outsourced Trading
Pico's newest acquisition brings real-time analytics to its managed-network environments.