Artificial intelligence is gaining traction among regulators, exchanges and financial firms sifting through massive amounts of data to spot potential pricing manipulation. Kirsten Hyde asks whether the industry is ready to go all in on AI.
To handle the massive increases in data volumes expected from Mifid II regulation and the US Consolidated Audit Trail, regulators are examining their own data governance and technology use, report Joanne Faulkner and Kirsten Hyde.
Because the bitcoin party is definitely not going to stop and catch fire.
Increasingly advanced watchdogs have "upped the ante" for trading firms, compliance chiefs say.
Congress has "serious concerns" about the SEC's ability to safeguard data, politicians say.
Differing sides of the financial technology regulation debate each make sense, which is why choosing a side is difficult.
US regulator discloses that social security numbers were compromised in Edgar cyber incident from 2016.
The solution leverages IHS Markit's data and MSCI's LiquidityMetrics to make liquidity classification easier.
While much of the talk about machine-learning technology in capital markets is overblown, there’s no question that these tools are set to become increasingly prevalent over the coming years. Anthony Malakian takes stock of where the industry stands based…
Lingering questions remain over the SEC's handling of its own cybersecurity incident.
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.
Vulnerabilities identified in SEC’s EDGAR system – a corporate filings database – may have resulted in hackers profiting from the information they stole.
The platform, Deals, offers a marketplace environment for lenders to look for investors.
"It took 20 years to get consensus to move to T+2, but just three years from the inception of the technical working group to implementation."
The partnership will help mutual fund clients calculate the liquidity risk they must report under the new SEC 22e-4 rule.
Anthony Malakian looks at a dozen live projects in the capital markets that use machine-learning tools to improve front-, middle-, and back-office processes.
Research and commissions management systems gaining significant traction in US ahead of European regulation implementation
The CFTC has begun staffing up, after a long period of thinning leadership.
Ranking member of Senate subcommittee says regulator should update list of affected firms
Trading network adds banks to bring total dealer members to 24.
Regulators may be about to call the industry's bluff on Mifid II time pressures
Digital currencies are going through birth pains as an asset class, but some believe they can become the next commodity of choice for traders
US regulator makes strongest move yet toward overseeing finance’s Wild West
Bitcoin could diverge into two different versions of the same currency on August 1, creating further issues for institutional involvement.