Mifid II, set to come into force at the start of January 2018, will have far-reaching consequences for large numbers of European market participants, not only from an operational perspective, but also, significantly, in terms of their technology stacks…
The Austrian banking group will use the vendor's AC Plus data management platform, with its central security master architecture, to meet MiFID II and KIDS templates requirements.
On March 1 this year, a new set of requirements for variation margins on derivatives trades take effect that will affect nearly all market participants across both cleared and non-cleared derivatives. In the run-up to the deadline, John Brazier finds…
Between Mifid II and talks of dismantling Dodd–Frank, it might seem like a volatile period ... but when it comes to tech, how much has really changed?
The new administration has made comments about regulation's future that could put some policies on thin ice.
The future of some regulations are in question, Reg SCI just might be one of the casualties.
Particpants need more clarity on Mifid's trade reporting requirements
Both hope to offer larger regulatory compliance solutions to clients.
Despite an anti-regulation stance, the Trump administration is unlikely to completely repeal Dodd–Frank, Victor says.
Japanese investment group implements pre-trade risk and compliance elements of Ullink’s Xilix execution management system.
Dan and Anthony chat about four recently-published features from Waters and Inside Data Management that look at various aspects of Mifid II. This week’s podcast is sponsored by SmartStream.
The enhancements in version 7.1 position McObject as a provider of underlying technology to help firms meet MiFID II's best execution requirements and the demands of FRTB.
The deal will combine three vendors with a wealth of regulation- and compliance-related technology solutions.
Fintech vendor specializes in development of machine learning, artificial intelligence for compliance and regulatory requirements.
Jeffery Heslop was named the SEC's COO in 2010.
Open-access Smart Report Router to determine when trade reports to be published under new Mifid II obligations.
Open access Smart Report Router to determine when trade reports to be published under new Mifid II obligations.
New director of DMO, acting director of DOE, acting director of DCR and advisor on fintech all named.
Kipp and Connolly will strengthen the company's regulatory reporting and compliance business.
Both solutions are seen to cut inefficiencies when investigating compliance issues.
Dan explains why the CFTC's new acting chairman won't be repealing everything in sight.
New subsidiary vendor to exclusively focus on regtech solutions, to offer set of compliance solutions from Report-it suite.
Templates allow for data aggregation and distribution of KIDs
Under Mifid II, asset managers will be responsible for fulfilling their own trade and transaction reporting requirements.