Dan and Anthony celebrate the one-year anniversary of the podcast.
CFTC's chairman says a rule needs to be in place.
Supervisory reporting taxonomy updated to improve reporting features validation rules.
CFTC commissioner will look to make reforms to help foster fintech growth.
Thesys choice upsets the status quo.
This move is part of a larger data management overhaul at Raymond James.
Vendor selected from 31 bidders to build, implement and maintain the Consolidated Audit Trail.
Former director at the Québec regulator, Autorité des marchés financiers, to oversee compliance at DTCC’s European global trade repository business.
“It is important for regulators to become comfortable with the new technologies serving the industries they oversee.”
The announcement of which firm will be responsible for building the massive audit trail could come as soon as tomorrow.
Bloomberg analysts have different tales to tell for 2017 when it comes to regulatory oversight for asset managers in the US and Europe.
Does regulation drive innovation or vice-versa? Or is it more important to have both working in tandem?
A survey of 234 asset managers reveals that only 13 percent intend to continue paying for research from all top nine investment banks under Mifid II.
The bank is one of a number of firms that have chosen the Bloomberg solution for collateral management and reconciliation.
The switch is being made in an effort to attract foreign investors, according to a Reuters report.
Investment banks sign up for Approved Publication Arrangement (APA) service for post-trade reporting transparency.
The solution will help firms determine whether certain derivatives fall in scope of the Section 871(m) tax law, and calculates withholding details.
Choinski has served on ISITC's board for the past 12 years before becoming chair.
Agency invites public comment on how its bureau will charge for ISINs for OTC derivatives, will provide more information via webcast
Survey from ITG finds buy-side firms in North America increasingly concerned over impact of European regulation due January 2018.
Confluence's platform will help Royal London support the increasing reporting burden associated with its growing alternative investments business.
London-based asset manager implemented reporting solution for compliance with the rule.
With chairman Massad leaving the CFTC and commissioner Giancarlo likely to have a greater say, the source-code provision may be in trouble...if not the rule as a whole.
The most important things the industry needs to focus on for the coming year.