Anthony and James look at why London clearinghouses may be in danger and the use of cognitive tools to monitor employees.
Stitching together information by using cognitive tech could yield significant advantages for compliance.
Sponsored webinar: SIX Financial Information
IBM marks its first major product launch in the financial services regulatory space with the roll-out of new cognitive solutions educated by Promontory professionals.
New EU rules suggest London-based clearinghouses may be forced to relocate to the eurozone.
The operational implications and the heated debate around the Central Securities Depository Regulation's most controversial provision is impinging on the industry's move toward harmonizing post-trade processes.
Waters Wavelength Podcast Episode 73: The UK Election, Brexit & Fintechs; The Bloomberg Point-Port Integration
An examination of what the UK election and eventual Brexit negotiations could mean for London's fintech space followed by a discussion of Bloomberg's Point-Port integration.
Data analytics are now being used to track manipulative trading, increasingly in real time.
Misys is working with Broadridge on the platform, which will automate reporting ahead of new regulatory requirements
Industry testing for FRTB will begin in 2019 with implementation coming in 2020, though there is hope that personnel changes at the Basel Committee will lead to some extra leeway.
The Financial Instrument Reference Data System (FIRDS) will go live on July 17, 2017.
ESMA says that between June 2011 and December 2013 Moody’s failed to explain decisions for 19 ratings.
Robotic process automation is seen to cut down on inefficient manual tasks.
Bloomberg set to open trade repository for Europe for OTC and exchange-traded derivatives reporting.
The end-to-end solution will remove potential conflicts in research valuation and payment.
AQMetrics has added US investment management firm Colchis Capital Management and hedge fund Alcova Asset Management as clients of its Regulatory Risk and Compliance Software platform.
Investment bank will use the solution to comply with mandates under MAS 610 and MAS 649 required by the Singaporean central bank.
FCA speaker says regulators would punish firms that did nothing ahead of Mifid II, but not the ones that tried but failed.
Digitization and automation are key to meeting the demands of the financial industry's future regulatory burden.
Joanne Faulkner reports on how financial firms expect to increase their consumption and use of market data while managing increasingly complex data, to meet regulatory demands and deliver a new edge.
The new module will make it easier for firms to collect and aggregate the datasets required for MiFID II compliance.
LabCFTC will help guide firms through CFTC rules and open the agency to updating its regulations to meet changing market conditions.
State Street and TruValue Labs have announced an agreement to promote the adoption of industry-standard ESG data.
Tradeweb APA Signs BNP Paribas, Credit Suisse, Morgan Stanley, Societe Generale for Mifid II Reporting
Four institutions join Deutsche Bank, Goldman Sachs, JPMorgan on APA Mifid II reporting service.