Regulation & Compliance

The Search For Identity

For OTC derivatives transactions, market participants seeing more challenges beyond just regulatory reporting demands

PDQ ATS Turns to Eventus for Surveillance

PDQ Enterprise's CEO discusses why the ATS provider went with Eventus, while Eventus' CEO talks about how the vendor plans to grow after signing on PDQ, in addition to landing UBS in March.

MiFID II is Getting Personal

Sensitive personal information about traders and decision-makers must be forwarded to regulators, leaving the industry seeing red

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