Regulation & Compliance

Getting All Hands on Deck

The path for the legal entity identifier to reach its administrator’s goal of 1.5 million registrations must be paved collaboratively with the industry that carries out the work of registering. Michael sees GLEIF, the administering foundation, as gaining…

KYC and Email: A Dangerous Mix

Anthony says that while it’s not often cited as the main reason to move away from email, when it comes to know-your-customer, cybersecurity should be near the top in a pitch meeting.

The Buy Side’s KYC Moment

When it comes to KYC demands, while the sell side still has it the roughest, over the last two years, the buy side has had to take on a greater share of the burden.

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