Dan DeFrancesco looks at the recent spoofing verdict and discusses, with some perspectives of those in the industry, why it’s such a difficult thing to define.
An Inside Reference Data special report on the effect of regulation on data operations finds an increase in the possibility of getting more data at higher quality
Volante suite available over BT Radianz Cloud to help firms integrate multiple standards
Firms seemingly still have enough time to prepare for January 2017
After a few high-profile court decisions, regulator are taking aim at spoofing. While still an up-hill battle, technology is helping to lead the way.
Company is confident that regulator will approve application
Regulations are opening up opportunities for firms' data operations departments
David Blaszkowsky, senior vice-president at State Street, says regulatory changes have pushed data issues to the fore
A recent dispatch from the SEC's OCIE highlighted concerns about the rise of outsourced compliance chiefs.
Have rules proved too restrictive, or have they yielded positive benefits?
Anthony says this delay is no surprise. Expect the same arguments to be made this time next year.
Dan DeFrancesco dissects the potential Tullett Prebon-Icap deal and talks about why the former would be better off getting away from the voice broker business.
Bank execs say concerns from their compliance departments are hampering their ability to leverage utilities.
New York-based firm's latest tool is a component of the TradeAnalytics family of products.
Dan DeFrancesco introduces himself and talks about the impending MiFID II deadline and what kind of impact it will have on SEFs.
MiFID II and MiFIR will subject investment firms to more stringent trade reporting requirements. Brian Collings outlines the impact.
New platforms and approaches in evidence, for regulatory compliance and trading operations support
The industry's lack of common symbology is creating huge headaches
Debt securities regulation goes live
Firms that have not begun efforts are missing growth possibilities
Firms are struggling with competing demands from regulators.
'Big fish' have joined regulators' project, says committee chair
INC's registration brings the total number of ESMA-approved rating agencies to 25.
Several SEF executives spoke at Sefcon VI about the challenges around finding common ground between US and European swaps regulations.