Firms are struggling with competing demands from regulators.
'Big fish' have joined regulators' project, says committee chair
INC's registration brings the total number of ESMA-approved rating agencies to 25.
Several SEF executives spoke at Sefcon VI about the challenges around finding common ground between US and European swaps regulations.
Latest Canadian post-trade regulation is similar to that of Finra’s Trace.
UK-based market data software vendor and consultancy 3D Innovations (3Di) has unveiled version 3.0 of its Data Compliance and Dependency Manager (DCDM) data compliance tool, featuring improved app integration and reporting capabilities to help buy-side…
Updated suite of web services launched
The exchange will begin offering members the ability to report trades in OTC markets for compliance with MiFID 2.
Representatives from four bidders for the Consolidated Audit Trail (CAT) spoke at the TabbForum MarketTech 2015 conference about potential issues they see involving the building of the CAT.
Surprises abounded concerning ISO 20022 messaging, KYC and the LEI
Moore Capital veteran tells Waters about the choice.
BME will launch new services covering OTC trade data to support compliance with MiFID 2.
Last week Clarient, along with FIA Tech, launched a solution to help with OCR reporting.
Any user can search web-based data pool for free
Annual financial messaging and standards conference yielded unexpected turns on key topics like ISO 20022, KYC and instrument identifiers
Members of FISD's BIPPS working group say participants are putting their own interests first, hampering progress.
Frankfurt event panel debates both options' value for compliance and meeting deadlines
Panelists debate different approaches to regulatory reporting in order to maintain compliance and to meet regulatory deadlines.
Organization signs another major bank to participate
Countries' beneficial ownership disclosure rule differences spur Thomson Reuters to add content to DataScope
Non-renewed codes are not invalid, say LEI experts
By incorporating additional information fields relevant to regulatory requirements, Diliger can help vendors with compliance.
October issue stories note meaning of recently achieved industry milestones
Markit has partnered with three major banks to create a vendor management platform dubbed Know Your Third Party, or KY3P for short.