Regulation
HSBC Invests in Visible Alpha
Visible Alpha is launching a research advisory board to guide its products and services development.
Eze Connects with NEX for Trade Reporting
Software vendor expands partnership with NEX APA for transparency requirements under Mifid II.
Risk Focus Bows Advisory Services
Formal launch of Regulatory Reporting Advisory service, while Apix is chosen to power Xignite’s CloudAddin.
Digital Reasoning Looks Beyond Conduct with $30 Million Funding
AI specialist will use the funds to spread its reach into other areas.
Brown Brothers Harriman Releases Secondary-NAV Tool for Administrator Oversight
The firm has bolstered its middle-office outsourcing tools with the release of InfoNAV and aims to include AI features in the future.
CFTC Commissioners Lash Out at EC Clearing Proposals
The push to expand oversight of US CCPs is “a clear breach” of 2016 equivalence deal, Quintenz says.
Bitfinex Bolsters Surveillance Capabilities with Irisium Platform
Irisium Surveillance will help the bitcoin exchange to better monitor for volume manipulation, wash-trading and fake liquidity.
For Central Banks, Digital Currency Risks May Outweigh Benefits
CPMI's report says existing technology is sufficient at present to deliver the benefits of digital currencies, without introducing new risks.
Waters Wavelength Podcast Episode 112: A Look at How Fintechs are Being Disruptive
The past two weeks have seen some major announcements that point to fintechs being even more disruptive than in years past.
Europe Unveils Fintech Action Plan
European Commission seeks to build EU fintech lab, promote blockchain and review rules in light of emerging tech.
After Delays, Esma Publishes Double Volume Cap Data
European regulator sends a message to the market that Mifid II will be enforced with this data release, experts say.
NYSE Fined $14 Million by SEC for Reg SCI Violations
The exchange settles after multiple investigations conducted into outages and systems issues over past several years.
Mandelzis-led Fintech Capitolis Raises $29 Million, Targets Trade Finance
The company, chaired by former Thomson Reuters chief Tom Glocer, will serve as a peer-to-peer network for trade financing.
MUFG Investor Services Taps Point Nine's Middle-Office Platform to Help with Reg Reporting
The partnership is exclusive to MUFG and will also help Point Nine add pre-trade analytics to its offering.
Leumi ABL Selects Encompass to Support KYC
Bank Leumi selects Encompass Corp.’s Confirm technology to support KYC compliance processes.
Pontus Vision Launches GDPR Compliance Tool
The London-based regtech provider's latest compliance offering focuses specifically on GDPR.
Emerging Tech Could Help Push Utilities Forward
European trade group releases report highlighting the challenges and opportunities associated with building industry utilities.
Bitcoin Futures Face Turbulent Times in the Windy City
Bitcoin conquered the world in 2017, but the performance of the futures looks like it will have to wait longer for take-off.
ECB Chief Doubles Down on CCP Brexit Debate
Mario Draghi says European authorities must have direct supervision of non-EU CCPs
GLEIF Releases Golden Copy Files In Beta
Newly released GLEIF Golden Copy Files makes the LEI data pool easier to access and process, and there are hopes it might even inspire innovation.
An Officer and a Regulation: Finding A GDPR Superstar
When the General Data Protection Regulation comes into force on May 25, most financial companies will require a data protection officer. With an entire industry racing to meet GDPR’s compliance deadline, will there be enough candidates to go around?…
Smartkarma Debuts Full Suite of Mifid II-Compliant Research Tools
Premium Service users will have access to analyst calls, financial modeling and bespoke research.
Jane Street SI Joins QuantHouse API Ecosystem
Jane Street’s systematic internalizer is now available to QuantHouse’s API clients.
US and UK Regulators Join Forces on Fintech
FCA and CFTC sign agreement on fintech initiatives for cross-Atlantic firms.