Europe’s Packaged Retail and Insurance-based Investment Products becomes law on January 1, 2018. In-scope market participants racing to meet its significant data and reporting challenges all face the same hurdle: how to calculate implicit costs. Jamie…
As the industry navigates new responsibilities surrounding systematic internalizer rules under Mifid II, QuantHouse argues that APIs hold the key to compliance with minimal maintenance. Jamie Hyman reports.
Banks and trading venues will be given an extra six months to comply with LEI requirements
Users will be able to search for instrument and identification codes free of charge.
Officials say the new reporting standard will eliminate manual processing and re-keying of data from EU-based issuers' financial reports.
Dan DeFrancesco makes his return to the podcast to talk about bitcoin futures and why he wanted to start this podcast in the first place.
Lobby group is looking at other types of data that it can suggest to the SEC for use in the CAT.
The Benchmarks Regulation, set to come into force in January next year, has significant consequences for firms that provide, contribution to, and use of a range of benchmarks.
As 2017 limps to the finish line in what has been an often draining year, John previews what the sell side will be concerned with going into 2018, or as it is better known, the Year of Mifid II.
Aggelos Andreou looks back on some of the topics of conversation that didn't make his profile of Esma's Steven Maijoor.
Technology such as AI and machine learning can help compliance officers catch fraud, but more transparency, education and stronger data is needed, experts say.
For four years, regulators had to face fierce objections from groups of market participants that were unhappy with new European rules.
Issuer anticipates demand for one-day delivery of Legal Entity Identifiers after Mifid II comes into force.
Waters runs through the key facts you need to know about Mifid II, GDPR, BMR and Brexit.
Thesys, in a hearing at a Congressional committee, also said it has lined up over 20 candidates for a chief information security officer post.
Market participants express concern over potential risks these contracts could pose to clearinghouses, as exchanges self-certify contracts for trading.
Wei-Shen Wong joins the podcast to discuss some of the major trends affecting the APAC marketplace. They also examine Xavier Rolet's leave and Nasdaq's bitcoin futures play.
Europe’s top markets cop talks to Waters about Mifid II and III, Brexit, no-action letters, clearinghouses and the regulator’s future.
Third phase of regulatory reform is not being actively considered at this point, insists regulator’s chairman.
Although it still needs more time in the oven, technology is powering a quiet revolution in research and analytics—and the fusion of the two may transform the investment process.
Asset Control’s DataScope Plus loader will deliver reference and pricing data fields to Thomson Reuters’ reference data solution.